Capri Global Capital fined ₹74,000 each by BSE and NSE for disclosure lapses
- Capri Global Capital fined ₹74,000 each by BSE and NSE
- Penalties imposed for non-compliance with SEBI Regulation 19
- Notices received on August 25, 2026 via email
- Company claims no material impact on operations
- Firms plans to seek waiver of fines from exchanges

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Capri Global Capital received penalties of ₹74,000 each from the Bombay Stock Exchange and the National Stock Exchange for alleged non-compliance with disclosure requirements. The fines were imposed under SEBI Listing Regulations.
The exchange communications arrived on August 25, 2026. BSE sent its notice at 6:26 pm, while NSE followed at 10:48 pm. Both exchanges cited violations of Regulation 19(1) and 19(2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The action was taken pursuant to SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated July 11, 2023, as updated on January 30, 2026.
Regulatory Action Details
The penalties relate to late compliance or non-compliance with specific regulatory clauses. The total financial outflow for the company includes the base fine plus applicable taxes for each exchange. Capri Global Capital disclosed these developments in an intimation filed under Regulation 30 of the SEBI Listing Regulations.
| Particulars | Details |
|---|---|
| Penalty per Exchange | ₹74,000 plus taxes |
| Regulatory Breach | Regulation 19(1) and 19(2) of SEBI LODR |
| Date of Receipt | August 25, 2026 |
| Governing Circular | SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 |
Company Response
Capri Global Capital stated that the penalties do not have a material impact on its financials, operations, or other activities. The financial implication is limited strictly to the fine amounts payable to the exchanges.
The company intends to submit responses to the notices received from both BSE and NSE. It plans to seek a waiver of the fines in accordance with the prescribed processes of the respective exchanges. Yashesh Bhatt, Company Secretary & Compliance Officer, signed the intimation.
Historical Stock Returns for Capri Global Capital
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| +6.96% | +13.66% | +7.61% | +50.95% | +35.36% | +110.88% |
How might Capri Global Capital's attempt to seek a waiver for the fines influence its standing with SEBI and the exchanges in future compliance reviews?
Could this regulatory action signal broader tightening of enforcement regarding Regulation 19 disclosures across the Indian brokerage sector?
What internal governance changes is Capri Global Capital likely to implement to prevent similar late compliance issues under LODR regulations?


































