Advik Capital Limited has fulfilled its regulatory obligations by submitting the mandatory certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 to BSE Limited for the fourth quarter and financial year ended March 31, 2026.

Regulatory Compliance Certificate

The certificate, dated April 3, 2026, was submitted to the Listing Compliance Department of BSE Limited. The document certifies that details of securities dematerialized and rematerialized during the specified period have been furnished to all stock exchanges where Advik Capital Limited shares are listed.

Registrar Confirmation

Skyline Financial Services Private Limited, acting as the company's registrar and transfer agent, provided additional confirmation dated April 1, 2026. The registrar confirmed that no physical share certificates were received for dematerialization of equity shares during the quarter ended March 31, 2026.

The confirmation was signed by Parveen Sharma, Authorised Signatory of Skyline Financial Services Private Limited, and submitted to the Company Secretary of Advik Capital Limited at their registered office in West Delhi.

Company Information

Advik Capital Limited operates as a BSE-listed company with CIN L65100DL1985PLC022505. The company maintains its corporate website at www.advikcapital.in and can be contacted via email at info@advikcapital.com . The regulatory filings demonstrate the company's commitment to maintaining transparency and compliance with securities market regulations.

The submission of this certificate ensures that Advik Capital Limited remains in good standing with regulatory requirements, providing stakeholders with confidence in the company's adherence to prescribed governance standards.

Advik capital Limited has announced the appointment of Ms. Chhavi Gupta as Compliance Officer, effective April 2, 2026. The BSE-listed company made this disclosure in compliance with Regulation 30 read with Regulation 6 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Appointment Details

Ms. Chhavi Gupta brings professional qualifications and relevant experience to her new role. The company has provided comprehensive details about the appointment as required under regulatory guidelines.

Professional Background

Ms. Gupta is an Associate Member of the Institute of Company Secretaries of India (ICSI) and possesses the requisite qualifications to effectively discharge the responsibilities of the Compliance Officer position. Her professional experience encompasses corporate secretarial functions, statutory compliance, corporate governance, and other allied matters. The company has confirmed that she is not related to any Director of the Company.

Future Considerations

Advik Capital Limited has indicated that Ms. Gupta's appointment as Company Secretary and Key Managerial Personnel (KMP) pursuant to Section 203 of the Companies Act, 2013, will be considered by the Board of Directors at its ensuing meeting. This potential dual role would expand her responsibilities within the organization's governance structure.

Regulatory Compliance

The appointment notification was submitted to BSE Limited, where Advik Capital Limited is listed with scrip code 539773. The disclosure follows the requirements of SEBI Master Circular No. SEBI/HO/CFD/PoD2/CIR/P/2023/120 dated July 11, 2023, ensuring full regulatory compliance. The company's registered office is located at 203, Pearl Best Height-2, Netaji Subhash Place, Pitampura, New Delhi - 110034.