AU Small Finance Bank has executed significant corporate actions including a major block trade and multiple employee stock option allotments. The bank continues to demonstrate active market engagement and sustained commitment to employee incentive programs through its comprehensive ESOP schemes.

Latest ESOP Allotment

On December 12, 2025, AU Small Finance Bank allotted 2,71,991 equity shares of face value Rs. 10.00 each pursuant to the exercise of Employee Stock Options. The allotment was distributed across multiple ESOP schemes:

Updated Share Capital Structure

Following the latest allotment, the bank's paid-up equity share capital has increased significantly. The updated capital structure reflects the cumulative impact of recent ESOP exercises:

Previous Block Trade Activity

Earlier, the bank had executed a substantial block trade on the National Stock Exchange involving 9,41,745 shares at Rs. 704.00 per share, totaling Rs. 66.30 crores. This transaction demonstrated significant institutional investor interest in the bank's equity.

Comprehensive ESOP Program

AU Small Finance Bank operates multiple Employee Stock Option Plans spanning different years, reflecting its long-term commitment to employee participation in the bank's growth. The bank has previously allotted shares under various schemes including ESOP 2015, 2016, 2018, 2020, and 2023, indicating a structured approach to employee incentivization.

Regulatory Compliance

The bank has maintained transparency by promptly disclosing these allotments under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. These developments underscore the bank's commitment to regulatory compliance and stakeholder communication in the evolving small finance banking sector.

AU Small Finance Bank announced the unexpected demise of its Chief Financial Officer, Vimal Jain, on September 10, 2025. The bank disclosed this information in a regulatory filing to the stock exchanges.

Sudden Loss of a Key Executive

Mr. Jain, who had been with AU Small Finance Bank since 2010, succumbed to a cardiac arrest on the morning of September 10. His passing marks the end of a 15-year tenure with the bank, during which he played a crucial leadership role in the Finance and Accounts function.

A Pillar of Strength

In its statement, AU Small Finance Bank described Vimal Jain as a "pillar of strength" for the organization. The bank acknowledged his significant contributions, stating that it had "immensely benefitted from his vision and leadership during his tenure."

Career and Impact

Fondly referred to as "Vimal Ji" within the organization, Jain was recognized for his perseverance, keen learning aptitude, and exemplary leadership capabilities. These qualities led to his emergence as a credible and respected banker over the years.

Legacy and Succession

The bank emphasized that the strong team Jain created in the Finance and Accounts department will carry forward his vision and legacy. This commitment is seen as a tribute to his impactful leadership.

Next Steps

AU Small Finance Bank has initiated necessary steps for interim succession. The bank has committed to updating regulators on further developments regarding the CFO position, in compliance with applicable RBI and SEBI regulations.

The bank's management expressed deep sympathy and condolences to Mr. Jain's family, acknowledging that his sudden and unexpected passing will be an irreparable loss to the institution.