AU Small Finance Bank has executed significant corporate actions including multiple employee stock option allotments and a major block trade. The bank continues to demonstrate active market engagement and sustained commitment to employee incentive programs through its comprehensive ESOP schemes.

Latest ESOP Allotment

On December 30, 2025, AU Small Finance Bank allotted 2,48,641 equity shares of face value Rs. 10.00 each pursuant to the exercise of Employee Stock Options. The allotment was distributed across multiple ESOP schemes:

Updated Share Capital Structure

Following the latest allotment, the bank's paid-up equity share capital has increased from Rs. 7,46,93,20,770 to Rs. 7,47,18,07,180. This represents an increase of Rs. 24,86,410, reflecting the cumulative impact of recent ESOP exercises:

Previous ESOP Activity

Earlier in December, the bank had allotted 2,71,991 equity shares on December 12, 2025, across similar ESOP schemes. The December 12 allotment included 24,031 shares under ESOP 2016, 36,390 shares under ESOP 2018, 1,77,680 shares under ESOP 2020, and 33,290 shares under ESOP 2023.

Block Trade Activity

The bank had also executed a substantial block trade on the National Stock Exchange involving 9,41,745 shares at Rs. 704.00 per share, totaling Rs. 66.30 crores. This transaction demonstrated significant institutional investor interest in the bank's equity.

Comprehensive ESOP Program

AU Small Finance Bank operates multiple Employee Stock Option Plans spanning different years, reflecting its long-term commitment to employee participation in the bank's growth. The bank has consistently allotted shares under various schemes including ESOP 2015, 2016, 2018, 2020, and 2023, indicating a structured approach to employee incentivization.

Regulatory Compliance

The bank has maintained transparency by promptly disclosing these allotments under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. These developments underscore the bank's commitment to regulatory compliance and stakeholder communication in the evolving small finance banking sector.

AU Small Finance Bank has declared the results of its postal ballot process, with all six proposed resolutions receiving overwhelming shareholder approval. The bank announced the voting outcomes on December 26, 2025, marking the successful completion of its corporate governance initiatives.

Voting Results Overview

The postal ballot, conducted through remote e-voting from November 26 to December 25, 2025, saw strong participation from shareholders across all categories. Out of 1,87,601 total shareholders, the voting process received substantial support for all proposed resolutions.

Board Appointments Approved

Shareholders approved the appointment of two new independent directors with near-unanimous support. Mr. Narasinganallore Venkatesh Srinivasan (DIN: 01893686) and Mr. Satyajit Dwivedi (DIN: 08118455) were both appointed as independent directors with 99.83% votes in favour.

The re-appointment of Ms. Malini Thadani (DIN: 01516555) for a second three-year term as independent director also received approval with 94.25% support, though it faced relatively higher opposition compared to other resolutions.

Executive Leadership Decisions

All executive remuneration and appointment matters received strong shareholder backing:

Voting Participation Analysis

The postal ballot demonstrated robust shareholder engagement with significant participation across different categories:

Financial Context and Growth Trajectory

These governance decisions come at a time when AU Small Finance Bank continues to demonstrate strong financial performance. The bank's recent metrics show substantial growth across key parameters:

Corporate Governance Excellence

The successful completion of the postal ballot process reflects AU Small Finance Bank's commitment to transparent governance practices. The bank utilized Central Depository Services (India) Limited (CDSL) as the service provider for remote e-voting, ensuring secure and efficient voting procedures.

The scrutinizer's report, prepared by CS Manoj Maheshwari of V. M. & Associates, confirmed the validity of all voting procedures and results. The comprehensive voting process included detailed breakdowns by shareholder categories and maintained full compliance with regulatory requirements under the Companies Act, 2013 and SEBI regulations.

With these approvals in place, AU Small Finance Bank is well-positioned to continue its growth trajectory with strengthened board composition and confirmed executive leadership, supported by strong shareholder confidence in the bank's strategic direction.