AU Small Finance Bank (AUSFB) has made headlines with a significant block trade and an announcement of employee stock option allotments. The bank, known for its focus on small finance, has demonstrated active market engagement and continued commitment to employee incentives.

Block Trade Details

AU Small Finance Bank executed a substantial block trade on the National Stock Exchange (NSE). The transaction involved approximately 941,745 shares changing hands at a price of Rs. 704.00 per share. This block deal amounted to a total value of Rs. 66.30 crores, indicating significant investor interest in the bank's stock.

Employee Stock Option Allotment

In a separate development, AUSFB has disclosed the allotment of equity shares under its Employee Stock Option Plans (ESOPs). According to the bank's filing:

• A total of 212,992 equity shares with a face value of Rs. 10 each were allotted.
• These allotments were made under various ESOP schemes:
  • ESOP 2016: 8,016 shares
  • ESOP 2018: 124,486 shares
  • ESOP 2020: 60,769 shares
  • ESOP 2023: 19,721 shares

Impact on Share Capital

Following this allotment, AU Small Finance Bank's paid-up equity share capital will increase from Rs. 745,89,82,300 to Rs. 746,11,12,220. This represents a marginal increase in the bank's equity base.

Market Implications

The execution of the block trade worth Rs. 66.30 crores suggests continued investor confidence in AU Small Finance Bank. Meanwhile, the allotment of shares under ESOPs underscores the bank's strategy to align employee interests with those of the company and its shareholders.

These developments come at a time when the banking sector, particularly small finance banks, are under close watch by investors due to their potential for growth in underserved markets.

AU Small Finance Bank continues to demonstrate its commitment to transparency by promptly disclosing these transactions and share allotments, in compliance with SEBI regulations.

AU Small Finance Bank announced the unexpected demise of its Chief Financial Officer, Vimal Jain, on September 10, 2025. The bank disclosed this information in a regulatory filing to the stock exchanges.

Sudden Loss of a Key Executive

Mr. Jain, who had been with AU Small Finance Bank since 2010, succumbed to a cardiac arrest on the morning of September 10. His passing marks the end of a 15-year tenure with the bank, during which he played a crucial leadership role in the Finance and Accounts function.

A Pillar of Strength

In its statement, AU Small Finance Bank described Vimal Jain as a "pillar of strength" for the organization. The bank acknowledged his significant contributions, stating that it had "immensely benefitted from his vision and leadership during his tenure."

Career and Impact

Fondly referred to as "Vimal Ji" within the organization, Jain was recognized for his perseverance, keen learning aptitude, and exemplary leadership capabilities. These qualities led to his emergence as a credible and respected banker over the years.

Legacy and Succession

The bank emphasized that the strong team Jain created in the Finance and Accounts department will carry forward his vision and legacy. This commitment is seen as a tribute to his impactful leadership.

Next Steps

AU Small Finance Bank has initiated necessary steps for interim succession. The bank has committed to updating regulators on further developments regarding the CFO position, in compliance with applicable RBI and SEBI regulations.

The bank's management expressed deep sympathy and condolences to Mr. Jain's family, acknowledging that his sudden and unexpected passing will be an irreparable loss to the institution.