UTI AMC has announced the opening of a special window to facilitate the re-lodgement of transfer requests for physical shares, providing shareholders with a renewed opportunity to complete previously unsuccessful transfers. The initiative follows regulatory guidelines and aims to address pending transfer issues that have remained unresolved due to various documentation and procedural challenges.

Special Window Details

The company has established a one-year facility pursuant to SEBI Circular HO/38/13/11(2)2026-MIRSD-POD/1/3750/2026 dated January 30, 2026. The special window operates with specific parameters designed to accommodate shareholders who faced difficulties with earlier transfer attempts.

Transfer Process and Requirements

The facility specifically covers transfer requests that were rejected, returned, or not processed due to deficiencies in documentation, process issues, or other complications. Securities transferred through this window, including requests currently pending with the company or Registrar and Transfer Agent, will be subject to specific conditions.

All transferred securities must be credited to the transferee exclusively in demat mode. These securities will remain under lock-in for one year from the date of transfer registration, during which they cannot be transferred, lien-marked, or pledged.

Contact Information for Shareholders

Shareholders seeking to utilize this facility must submit necessary documents to the company's Registrar and Share Transfer Agent, KFin Technologies Limited. The designated contact person and address have been specified for processing these requests.

Regulatory Compliance and Recommendations

The announcement emphasizes the importance of referring to the SEBI circular to understand compliance requirements that investors and transferees must fulfill. The company strongly encourages shareholders to dematerialize their physical equity shares, noting that this will enable better service delivery.

The newspaper advertisements were published in Business Standard and Navshakti on April 7, 2026, in both English and Marathi languages to ensure broad accessibility for shareholders. Company Secretary and Compliance Officer Arvind Patkar signed the official communication, emphasizing the company's commitment to facilitating this process for eligible shareholders.

UTI Asset Management Company Limited has submitted mandatory regulatory certificates under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The company filed these certificates through its registrar and share transfer agent, KFin Technologies Limited, as part of its ongoing compliance obligations.

Regulatory Filing Details

The company submitted the certificates under reference number UTI/AMC/CS/SE/2026-27/0651 dated April 6, 2026. The filing was made to both major stock exchanges where UTI AMC shares are listed:

SEBI Regulation 74(5) Compliance

KFin Technologies Limited, acting as the registrar and share transfer agent, issued certificates dated April 2, 2026, confirming compliance with SEBI Regulation 74(5). These certificates were submitted to both Central Depository Services (India) Limited (CDSL) and National Securities Depository Limited (NSDL).

Certificate Verification Process

The certificates confirm that details of securities dematerialized and rematerialized during Q4FY26 have been properly furnished to all stock exchanges where UTI AMC shares are listed. Rajitha Cholleti, Vice President at KFin Technologies Limited, signed the certificates on behalf of the registrar.

Corporate Governance Framework

Arvind Patkar, Company Secretary and Compliance Officer (Membership No. ACS 21577), signed the regulatory filing on behalf of UTI AMC. The submission demonstrates the company's adherence to SEBI's depositories regulations and maintains transparency in share transfer and dematerialization processes. This regulatory compliance ensures proper tracking and reporting of all securities transactions during the specified quarter.