Transgene Biotek Limited Confirms Non-Applicability of SEBI Regulation 57 for Q4 FY26

1 min read     Updated on 14 Apr 2026, 12:08 AM
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Transgene Biotek Limited has filed a compliance notification with BSE confirming that SEBI LODR Regulation 57 does not apply to the company for Q4 FY26. The non-applicability is due to the company not having issued any non-convertible securities, thereby exempting it from related interest, dividend, or principal payment obligations during the quarter.

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Transgene Biotek Limited has officially communicated to BSE that Regulation 57 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 does not apply to the company for the quarter ended March 31, 2026. The notification, dated April 13, 2026, was addressed to the General Manager of BSE's Department of Corporate Services.

Regulatory Compliance Status

The company's non-applicability status stems from the fact that Transgene Biotek Limited has not issued any non-convertible securities. This fundamental aspect exempts the company from the specific regulatory requirements outlined in SEBI LODR Regulation 57.

Official Communication Details

The formal notification was submitted under the subject "Compliance under regulation 57 of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 for the quarter ended 31.03.2026." The company specifically stated that the regulation is not applicable since there are no non-convertible securities for which interest, dividend, or principal is payable during the quarter.

Compliance Requirements Assessment

The company provided a clear assessment of the regulatory compliance requirements for Q4 FY26:

Compliance Requirement: Status
Non-convertible securities obligations Not Applicable
Interest/dividend/principal payments Not Applicable
Regulatory filing requirement Completed

Management Authorization

The formal notification was signed by Dr. K Koteswara Rao, Chairman & Managing Director of Transgene Biotek Limited. The communication was directed to BSE Limited at Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai, requesting the exchange to take the information on record.

This regulatory filing ensures transparency and compliance with SEBI's disclosure requirements, even when specific regulations are not applicable to the company's current business structure and securities profile.

Historical Stock Returns for Transgene Biotek

1 Day5 Days1 Month6 Months1 Year5 Years
+1.56%+16.59%+4.00%-37.80%-30.11%-52.73%

Does Transgene Biotek plan to issue non-convertible securities in the coming quarters that would trigger Regulation 57 compliance requirements?

How might the company's current securities structure impact its future fundraising strategies and capital market access?

What are the potential implications for investors if Transgene Biotek decides to diversify its securities offerings beyond convertible instruments?

Transgene Biotek Limited Files Compliance Certificate for Share Transfer Facility with BSE

1 min read     Updated on 13 Apr 2026, 11:50 PM
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Transgene Biotek Limited filed a compliance certificate with BSE on April 13, 2026, under SEBI LODR Regulation 7(3) confirming maintenance of share transfer facilities. The company's registrar and share transfer agent, Bigshare Services Private Limited (SEBI Registration: INR000001385), handles both physical and electronic share transfers. This routine regulatory filing ensures compliance with mandatory disclosure requirements for listed entities.

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Transgene Biotek Limited has filed a mandatory compliance certificate with the Bombay Stock Exchange (BSE) confirming proper maintenance of its share transfer facility as required under securities regulations.

Regulatory Compliance Filing

The company submitted the compliance certificate on April 13, 2026, addressed to the General Manager of BSE's Listing Compliance Department. The filing was made pursuant to Regulation 7(3) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Parameter: Details
Filing Date: April 13, 2026
Regulation: SEBI LODR Regulation 7(3)
Scrip Code: 526139
Exchange: Bombay Stock Exchange Limited

Share Transfer Agent Details

The certificate confirms that Transgene Biotek Limited maintains both physical and electronic share transfer facilities through its appointed registrar and share transfer agent, Bigshare Services Private Limited. This arrangement ensures proper handling of share transfer activities for the company's shareholders.

Service Provider: Bigshare Services Private Limited
SEBI Registration: INR000001385
Category: SEBI-approved Category-I Registrar & Transfer Agent
Services: Physical and electronic share transfer facility

Compliance Significance

The filing represents routine regulatory compliance for listed companies under SEBI LODR Regulations. The certificate was duly signed by authorized representatives from both Transgene Biotek Limited and Bigshare Services Private Limited, confirming the ongoing maintenance of share transfer facilities as mandated by securities regulations.

This compliance filing demonstrates the company's adherence to mandatory disclosure requirements and ensures transparency in share transfer operations for investors and regulatory authorities.

Historical Stock Returns for Transgene Biotek

1 Day5 Days1 Month6 Months1 Year5 Years
+1.56%+16.59%+4.00%-37.80%-30.11%-52.73%

Will Transgene Biotek consider switching to a different registrar and transfer agent when their current contract with Bigshare Services expires?

How might upcoming SEBI regulatory changes in 2026-2027 affect Transgene Biotek's share transfer compliance requirements?

Could Transgene Biotek's routine compliance filing indicate preparation for any major corporate actions like stock splits or bonus issues?

More News on Transgene Biotek

1 Year Returns:-30.11%