Sakthi Finance Limited has submitted its quarterly compliance certificate to BSE Limited, confirming adherence to SEBI regulations for the quarter ended March 31, 2026. The certificate, filed under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations 2018, demonstrates the company's commitment to regulatory compliance in securities dematerialization processes.

Regulatory Compliance Confirmation

The certificate, dated April 4, 2026, was submitted to BSE Limited where Sakthi Finance's securities are listed. The company confirmed that all securities received from Depository Participants for dematerialization during the quarter were properly processed through their Registrar and Transfer Agent (RTA), MUFG Intime India Private Limited.

Key Compliance Confirmations

The certificate confirms two critical regulatory requirements:

• Dematerialization Processing: All securities received from Depository Participants during the quarter were confirmed (accepted/rejected) to depositories by the RTA, with all securities properly listed on BSE Limited
• Certificate Handling: Security certificates received for dematerialization were mutilated and cancelled after due verification, with depositories' names substituted in the register of members as registered owners within the prescribed 15-day timeline

RTA Confirmation

MUFG Intime India Private Limited, formerly Link Intime India Private Limited, provided supporting confirmation dated April 3, 2026. The RTA confirmed that all dematerialization processes were completed within prescribed timelines and that proper verification procedures were followed for security certificate handling.

Corporate Governance

The filing was signed by S Venkatesh, Company Secretary and Chief Compliance Officer (FCS 7012), demonstrating proper corporate governance protocols. The submission reflects Sakthi Finance's ongoing commitment to maintaining transparency and regulatory compliance in its securities operations.

This quarterly compliance certificate represents a routine but essential regulatory filing that ensures investor protection and maintains the integrity of the dematerialization process for Sakthi Finance's securities traded on BSE Limited.

Sakthi Finance Limited has announced the completion of Sri K Guruprasad's term as Head of Internal Audit (HIA), marking the end of his one-year tenure in this senior management role. The company communicated this development to BSE Limited through a formal intimation dated 31 March 2026, ensuring compliance with regulatory disclosure requirements.

Appointment and Term Details

Sri K Guruprasad was appointed as Head of Internal Audit following a structured governance process. The Nomination and Remuneration Committee recommended his appointment, which was subsequently approved by the Board of Directors during their meeting held on 25 March 2025.

Regulatory Compliance Framework

The company has adhered to comprehensive disclosure requirements under multiple regulatory frameworks. The intimation was made in accordance with Regulations 30 and 51 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations 2015, read with Schedule III provisions.

Additionally, the disclosure aligns with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated 30 January 2026, ensuring complete regulatory compliance for senior management changes.

Disclosure Documentation

Sakthi Finance Limited provided detailed information through a structured annexure, addressing specific regulatory requirements:

Communication and Transparency

The company has ensured transparent communication of this development across multiple channels. The intimation has been submitted to BSE Limited through the Listing Centre and uploaded on the company's official website at sakthifinance.com under the investor information section.

S Venkatesh, Company Secretary and Chief Compliance Officer (FCS 7012), signed the official communication, demonstrating proper authorization and corporate governance protocols. The completion of Sri K Guruprasad's term represents a planned transition in the company's internal audit leadership structure.