Rubicon Research Limited Receives SEBI Compliance Certificate for Q4FY26

Rubicon Research Limited has received its quarterly compliance certificate from MUFG Intime India Private Limited for the quarter ended March 31, 2026. The certificate confirms the company's adherence to regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018.

Compliance Certificate Details

The certificate, issued on April 3, 2026, by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), serves as the company's Registrar to an Issue and Share Transfer Agent. The document confirms compliance with Regulation 74(5) of the SEBI regulations for the quarter ended March 31, 2026.

Parameter	Details
Certificate Date	April 3, 2026
Quarter Covered	March 31, 2026
Issuing Authority	MUFG Intime India Private Limited
Filing Date	April 13, 2026

Regulatory Compliance Confirmation

MUFG Intime India confirmed that all securities received from depository participants for dematerialisation during the quarter were properly processed. The registrar verified that securities comprised in the certificates have been listed on stock exchanges where the company's earlier issued securities are listed.

Key compliance aspects covered include:

Securities received for dematerialisation were confirmed or rejected to depositories
Security certificates were mutilated and cancelled after due verification
Depository names were substituted in the register of members as registered owners
All processes were completed within prescribed timelines

Stock Exchange Filing

Company Secretary and Compliance Officer Deepashree Tanksale filed the certificate with both major stock exchanges on April 13, 2026. The filing was submitted to BSE Limited and National Stock Exchange of India Limited as part of the company's regular compliance obligations.

About the Registrar

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, serves as the company's registrar and share transfer agent. The entity is registered with CIN U67190MH1999PTC118368 and operates from its registered address in Vikhroli, Mumbai. The certificate was signed by Ashok Shetty, Sr. Vice President-Corporate Registry.

1 Day	5 Days	1 Month	6 Months	1 Year	5 Years
+6.00%	+9.03%	+13.24%	+38.59%	+38.59%	+38.59%

Rubicon Research Limited has allotted 3,41,815 fully paid-up equity shares under its Employee Stock Option Scheme 2022, as announced through a regulatory filing on March 31, 2026. The allotment was approved by the company's Nomination and Remuneration Committee on the same date.

Share Allotment Details

The company has issued the shares pursuant to the exercise of employee stock options under the Rubicon Research Limited - Employee Stock Option Scheme 2022. Each share carries a face value of ₹1.

Parameter:	Details
Shares Allotted:	3,41,815
Face Value per Share:	₹1
Allotment Date:	March 31, 2026
Scheme:	Employee Stock Option Scheme 2022

Impact on Share Capital

Following this allotment, the company's capital structure has been updated significantly. The issued, subscribed and paid-up equity share capital has increased to ₹16,50,92,124.

Capital Structure:	Post-Allotment
Total Paid-up Capital:	₹16,50,92,124
Total Number of Shares:	16,50,92,124
Face Value per Share:	₹1

Regulatory Compliance

The company has notified both stock exchanges about this development in compliance with Regulation 30 of the SEBI Listing Obligations and Disclosure Requirements Regulations, 2015. The intimation was sent to BSE Limited and National Stock Exchange of India Limited, where the company's shares are listed.

The regulatory filing was signed by Deepashree Tanksale, Company Secretary, confirming the completion of the allotment process and the subsequent increase in the company's equity share capital.