Regent enterprises has fulfilled its regulatory compliance obligations by submitting the mandatory certificate under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The submission was made to BSE Limited on April 07, 2026, demonstrating the company's adherence to regulatory requirements.

Regulatory Compliance Details

The certificate was submitted in accordance with Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018. This regulation mandates companies to provide quarterly certificates confirming proper handling of physical share certificates received for dematerialization.

Certificate Confirmation

Satellite Corporate Services Pvt. Ltd., serving as the company's Registrar and Transfer Agent, issued the certificate on April 06, 2026. The certificate confirms two critical compliance aspects:

• The securities comprised in the certificates have been listed on the Stock Exchanges
• The certificates have been duly verified, mutilated, and cancelled, with the depository's name substituted as the registered owner in records

Corporate Structure

Regent Enterprises Limited operates from its registered office at E-205 (LGF), Greater Kailash II, New Delhi-110048. The company maintains its corporate identification number as L15500DL1994PLC153183 and can be contacted through official channels including telephone and email communications.

Compliance Officer Details

The submission was executed by Mamta Sharma, who serves as the Company Secretary and Compliance Officer. The document bears her digital signature dated April 07, 2026, along with her membership number F13459, ensuring proper authorization and accountability for the regulatory submission.

This quarterly submission represents part of the company's ongoing commitment to maintaining transparency and regulatory compliance in its operations, particularly regarding the dematerialization process of physical share certificates.

Regent Enterprises Limited has announced the closure of its trading window in preparation for the declaration of its audited financial results for the quarter and financial year ended March 31, 2026. The announcement was made through a formal communication to BSE Limited on March 24, 2026.

Trading Window Closure Details

The company has implemented the trading window closure in strict compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015, as amended on April 1, 2019. The closure follows the guidelines outlined in Circular Ref. No. LIST/COMP/01/2019-20 dated April 2, 2019.

Scope of Trading Restrictions

The trading window closure applies comprehensively to all individuals and entities with potential access to unpublished price-sensitive information. The restrictions cover:

• Members of the promoter group
• Directors of the company
• Designated persons
• Other connected persons of the company

These restrictions prevent the aforementioned parties from dealing in the company's scrip during the specified closure period, ensuring compliance with insider trading prevention measures.

Regulatory Compliance

The announcement demonstrates Regent Enterprises Limited's commitment to maintaining transparency and adhering to regulatory requirements. The communication was signed by Mamta Sharma, Company Secretary and Compliance Officer, and formally submitted to BSE Limited for information and record purposes.

The trading window closure is a standard regulatory practice that publicly listed companies must follow before announcing their financial results, ensuring fair market practices and preventing any potential misuse of material non-public information.