Ramkrishna forgings Limited has completed its quarterly regulatory filing by submitting the certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The submission was made to stock exchanges on April 14, 2026, ensuring compliance with mandatory reporting requirements.

Regulatory Filing Details

The company filed the compliance certificate with both major stock exchanges where its shares are traded. The submission includes certificates received from KFin Technologies Limited, which serves as the company's Registrar and Transfer Agent.

Exchange Submissions

The certificates were submitted to both BSE Limited and National Stock Exchange of India Limited. The company trades under scrip code 532527 on BSE and symbol RKFORGE on NSE.

RTA Certification Process

KFin Technologies Limited issued separate certificates to both depositories on April 1, 2026. The certificates were addressed to National Securities Depository Limited and Central Depository Services (India) Limited, confirming compliance with dematerialization reporting requirements.

Compliance Confirmation

The certificates confirm that details of securities dematerialized and rematerialized during the quarter ended March 31, 2026 have been furnished to all stock exchanges where the company's shares are listed. This certification ensures adherence to SEBI regulations governing depositories and participants.

The filing was completed by Rajesh Mundhra, Company Secretary & Compliance Officer (ACS – 12991), who digitally signed the submission on April 14, 2026. The company maintains its registered and corporate office at 23 Circus Avenue, Kolkata 700017, West Bengal.

Ramkrishna Forgings Limited has submitted a statutory auditor certificate to stock exchanges confirming its compliance with SEBI regulations regarding preferential share warrants. The certificate was issued by the company's statutory auditors S K Naredi & Co. LLP and submitted to both BSE and NSE on April 11, 2026.

Regulatory Compliance Certificate

The certificate was issued pursuant to Regulation 169(5) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018. S K Naredi & Co. LLP, serving as joint statutory auditors alongside S.R Batliboi Co. LLP, certified that Ramkrishna Forgings Limited maintains compliance with Regulation 169(4) of SEBI ICDR Regulations.

Warrant Issuance Details

The certificate relates to preferential convertible warrants issued by the company on August 14, 2025. The warrants were issued following a special resolution passed by members on June 28, 2025, and subsequent board approval on August 14, 2025.

Payment Structure and Verification

The warrant scheme follows a structured payment mechanism as per SEBI guidelines. The auditors verified the proper receipt of consideration amounts and confirmed compliance with regulatory requirements.

Payment Schedule:

• Initial Payment (25%): Rs 51,18,75,000/- received on or before August 14, 2025
• Balance Payment (75%): Rs 1,575/- per warrant upon exercise of conversion rights
• Verification Period: March 1, 2026 to March 31, 2026 for balance payments

Auditor's Scope and Opinion

The statutory auditors conducted their examination in accordance with the Guidance Note on Reports or Certificates for Special Purposes issued by the Institute of Chartered Accountants of India. Their scope included verification of bank statements, resolution documents, and management representations.

Key Verification Areas:

• Receipt of consideration from respective allottee's bank account
• Confirmation of no circulation of funds or book entries manipulation
• Maintenance of relevant records as per ICDR Regulations
• Proper documentation of warrant conversion processes

The auditors concluded that the company's practices align with sub-para (4) of para 169 of Part VI of Chapter V of the ICDR Regulations, and all relevant documents are properly maintained. The certificate has been made available on the company's website at www.ramkrishnaforgings.com for stakeholder reference.