Prime Securities Limited reported a 54% increase in consolidated revenue to ₹13,799 lakh for the year ended March 31, 2026, driven by its investment banking and advisory operations. The company recorded a profit after tax of ₹1,433 lakh, which included an exceptional charge of ₹1,178 lakh. The auditors, M/s. Sharp & Tannan Associates, issued an unmodified opinion on the audited financial results for the quarter and year ended March 31, 2026.

The exceptional item relates to a claim of ₹2,795 lakhs by subsidiary Prime Research and Advisory Limited, currently adjudicated before the National Company Law Tribunal (NCLT). The company recognized an Expected Credit Loss (ECL) allowance of ₹1,178 lakhs against the said assets based on management's assessment and legal advice. Additionally, the holding company recognized Minimum Alternate Tax (MAT) credits aggregating to ₹841 lakhs for the first time, based on the near certainty of taxable profits and set-off availability.

For the quarter ended March 31, 2026, the company reported a net loss of ₹1,292 lakh, compared to a profit of ₹93 lakh in the corresponding period of the previous year. Total income for the quarter stood at ₹3,078 lakh. The board approved the audited financial results at its meeting held on May 29, 2026.

Consolidated Financial Performance

The company's wealth management subsidiary, Prime Trigen Wealth Limited, posted revenues of ₹21.48 Cr in its first full year of operations. The group's total headcount stands at 139, with cash plus investments amounting to approximately ₹250 Cr as on March 31, 2026. The management noted that the establishment of the wealth management vertical entails fixed expenses of approximately ₹60 Cr in FY27.

Prime Securities Limited has published a newspaper advertisement dated May 13, 2026, pursuant to Regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, informing investors about a Special Window for Transfer and Dematerialisation of Physical Securities. The advertisement was submitted to the Corporate Relationship Department of BSE Limited and the Capital Markets - Listing division of the National Stock Exchange of India Ltd. The notice has also been uploaded on the company's website at www.primesec.com .

Background: SEBI's Regulatory Framework for Physical Securities

The transfer of securities in physical mode was discontinued with effect from April 1, 2019, by SEBI. Transfer deeds lodged prior to the deadline of April 1, 2019, and rejected or returned due to deficiency in documents, were permitted to be re-lodged with requisite documents on or before March 31, 2021, being the cut-off date for re-lodgement of such transfer deeds. Following representations from investors, Registrar and Transfer Agents (RTAs), and listed companies that some investors had missed the March 31, 2021 deadline, a Panel of Experts recommended granting one more opportunity to investors to re-lodge such shares for transfer.

SEBI Circulars Enabling the Special Window

SEBI had, vide its circular no. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97 dated July 2, 2025, opened a special window for a period of six months from July 7, 2025 till January 6, 2026, exclusively for re-lodgement of transfer deeds lodged prior to the deadline of April 1, 2019 and rejected, returned, or not attended to due to deficiency in documents, process, or otherwise. Subsequently, to further facilitate investors in gaining rightful access to their securities, SEBI issued circular no. HO/38/13/1(2)2026-MIRSD-PoD/1/3750/2026 dated January 30, 2026, opening another Special Window for transfer and dematerialisation of physical securities that were sold or purchased prior to April 1, 2019.

Key Details of the Special Window

The following table summarises the key parameters of the new Special Window:

How Investors Can Lodge Transfer Requests

Investors eligible under this Special Window are requested to refer to the above-mentioned SEBI circular and are encouraged to take advantage of this opportunity. Transfer requests for physical shares can be lodged with Prime Securities Limited's Registrar and Share Transfer Agent within the specified period. The relevant contact details are as follows:

Submission to Stock Exchanges

The advertisement was signed by Ajay Shah, Company Secretary (ACS-14359), on behalf of Prime Securities Limited, and was digitally submitted to both BSE Limited and the National Stock Exchange of India Ltd on May 13, 2026. The company's registered office is located at 1109/1110, Maker Chambers V, Nariman Point, Mumbai 400021.