Prime Securities Limited Submits Q4FY26 Compliance Certificate to Stock Exchanges
Prime Securities Limited submitted its Q4FY26 compliance certificate to BSE and NSE on April 8, 2026, pursuant to SEBI (Depositories and Participants) Regulations. The certificate, issued by Registrar MUFG Intime India Private Limited and dated April 1, 2026, confirms proper handling of securities dematerialisation during the quarter ended March 31, 2026. The submission validates compliance with prescribed timelines for processing security certificates and adherence to regulatory requirements for depository participant operations.

*this image is generated using AI for illustrative purposes only.
Prime Securities Limited has submitted its quarterly compliance certificate to the Bombay Stock Exchange (BSE) and National Stock Exchange of India (NSE) for the quarter ended March 31, 2026. The submission was made on April 8, 2026, in accordance with regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018.
Regulatory Compliance Certificate
The company filed the confirmation certificate pursuant to Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. Company Secretary Ajay Shah (ACS-14359) signed and submitted the certificate to both stock exchanges on behalf of Prime Securities Limited.
| Parameter: | Details |
|---|---|
| Certificate Date: | April 1, 2026 |
| Quarter Covered: | March 31, 2026 |
| Submission Date: | April 8, 2026 |
| Issuing Authority: | MUFG Intime India Private Limited |
| Signatory: | Ajay Shah, Company Secretary |
Registrar and Transfer Agent Confirmation
The compliance certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as Prime Securities' Registrar and Share Transfer Agent. Ashok Shetty, Sr. Vice President-Corporate Registry at MUFG Intime India, signed the certificate confirming compliance with dematerialisation requirements.
The certificate confirms that securities received from depository participants for dematerialisation during the quarter ended March 31, 2026, were properly processed. MUFG Intime India confirmed that all securities were accepted or rejected to the depositories within prescribed timelines and that the securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed.
Dematerialisation Process Compliance
The confirmation certificate validates several key compliance aspects of the dematerialisation process:
- Securities received for dematerialisation were confirmed or rejected within prescribed timelines
- Security certificates received were mutilated and cancelled after due verification by the depository participant
- Names of depositories were substituted in the register of members as registered owners
- All processes adhered to SEBI regulatory requirements
This quarterly submission demonstrates Prime Securities Limited's commitment to maintaining regulatory compliance and transparent reporting to stock exchanges and regulatory authorities.
Historical Stock Returns for Prime Securities
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| -0.71% | -1.72% | +6.31% | -0.85% | +15.61% | +539.51% |
Will Prime Securities' consistent regulatory compliance improve its credit rating or attract institutional investors in the coming quarters?
How might MUFG Intime India's rebranding from Link Intime affect its service quality and market positioning as a registrar and transfer agent?
Could Prime Securities' strong compliance record position it for expansion into new financial services or regulatory-sensitive business segments?

































