Prime Securities Limited Submits Q4FY26 Compliance Certificate to Stock Exchanges

1 min read     Updated on 08 Apr 2026, 01:54 PM
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Prime Securities Limited submitted its Q4FY26 compliance certificate to BSE and NSE on April 8, 2026, pursuant to SEBI (Depositories and Participants) Regulations. The certificate, issued by Registrar MUFG Intime India Private Limited and dated April 1, 2026, confirms proper handling of securities dematerialisation during the quarter ended March 31, 2026. The submission validates compliance with prescribed timelines for processing security certificates and adherence to regulatory requirements for depository participant operations.

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Prime Securities Limited has submitted its quarterly compliance certificate to the Bombay Stock Exchange (BSE) and National Stock Exchange of India (NSE) for the quarter ended March 31, 2026. The submission was made on April 8, 2026, in accordance with regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018.

Regulatory Compliance Certificate

The company filed the confirmation certificate pursuant to Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. Company Secretary Ajay Shah (ACS-14359) signed and submitted the certificate to both stock exchanges on behalf of Prime Securities Limited.

Parameter: Details
Certificate Date: April 1, 2026
Quarter Covered: March 31, 2026
Submission Date: April 8, 2026
Issuing Authority: MUFG Intime India Private Limited
Signatory: Ajay Shah, Company Secretary

Registrar and Transfer Agent Confirmation

The compliance certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as Prime Securities' Registrar and Share Transfer Agent. Ashok Shetty, Sr. Vice President-Corporate Registry at MUFG Intime India, signed the certificate confirming compliance with dematerialisation requirements.

The certificate confirms that securities received from depository participants for dematerialisation during the quarter ended March 31, 2026, were properly processed. MUFG Intime India confirmed that all securities were accepted or rejected to the depositories within prescribed timelines and that the securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed.

Dematerialisation Process Compliance

The confirmation certificate validates several key compliance aspects of the dematerialisation process:

  • Securities received for dematerialisation were confirmed or rejected within prescribed timelines
  • Security certificates received were mutilated and cancelled after due verification by the depository participant
  • Names of depositories were substituted in the register of members as registered owners
  • All processes adhered to SEBI regulatory requirements

This quarterly submission demonstrates Prime Securities Limited's commitment to maintaining regulatory compliance and transparent reporting to stock exchanges and regulatory authorities.

Historical Stock Returns for Prime Securities

1 Day5 Days1 Month6 Months1 Year5 Years
-0.71%-1.72%+6.31%-0.85%+15.61%+539.51%

Will Prime Securities' consistent regulatory compliance improve its credit rating or attract institutional investors in the coming quarters?

How might MUFG Intime India's rebranding from Link Intime affect its service quality and market positioning as a registrar and transfer agent?

Could Prime Securities' strong compliance record position it for expansion into new financial services or regulatory-sensitive business segments?

IVP Limited Opens Special Window for Physical Securities Transfer and Dematerialisation

1 min read     Updated on 19 Mar 2026, 03:52 PM
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IVP Limited has published a newspaper advertisement announcing a special window for transfer and dematerialisation of physical securities under SEBI regulations. The window remains open from February 5, 2026 to February 4, 2027 for securities sold/purchased prior to April 1, 2019. Investors can submit applications through MUFG Intime India Private Limited.

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IVP Limited has published a newspaper advertisement announcing special provisions for investors holding physical securities, in compliance with SEBI regulations regarding transfer and dematerialisation processes.

Special Window for Physical Share Transfer

The company has announced that SEBI has opened another special window period to assist investors who missed earlier deadlines for physical share transfers. This initiative addresses the challenges faced by investors whose transfer applications were rejected due to documentation errors or other procedural issues.

Parameter: Details
Special Window Period: February 5, 2026 to February 4, 2027
Duration: One year
Applicable For: Securities sold/purchased prior to April 1, 2019
SEBI Circular: HO/38/13/11(2)2026-MIRSD-POD/I/3750/2026
Circular Date: January 30, 2026

Extended SEBI Provisions

SEBI has implemented additional measures to facilitate investor access to their securities. Through circular HO/38/13/11(2)2026-MIRSD-POD/I/3750/2026 dated January 30, 2026, the regulator has opened this special window for an extended period.

This window specifically addresses:

  • Transfer and dematerialisation of physical securities sold/purchased before April 1, 2019
  • Processing of applications that were previously rejected or returned
  • Cases not attended due to deficiency in documents or process
  • Simplified procedures for investor convenience

Transfer Agent Details

Investors can submit their applications through the company's registrar and transfer agent:

Service Provider: MUFG Intime India Private Limited
Former Name: Link Intime India Private Limited
Address: C-101, 1st Floor, 247 Park, Lal Bahadur Shastri Marg, Vikhroli (West), Mumbai - 400 083
Phone: +91 810 811 6767
Email: investor.helpdesk@in.mps.mufg.com
Website: https://in.mps.mufg.com

Regulatory Compliance

The advertisement has been published pursuant to Regulation 30 of SEBI regulations. The notice has also been uploaded on the company's website at www.ivpindia.com/announcements for broader accessibility. The SEBI circular can be accessed at https://www.ivpindia.com/forms#Circulars .

Company Information

IVP Limited operates from its registered office at Shashikant N. Redij Marg, Ghorupdeo, Mumbai - 400033. The company secretary Jay R Mehta has signed the official communication dated March 18, 2026, which was submitted to both BSE Limited (Security Code: 507580) and National Stock Exchange of India Limited (Stock Symbol: IVP).

The initiative demonstrates the company's commitment to facilitating investor services and ensuring compliance with regulatory requirements for physical securities transfer and dematerialisation processes.

Historical Stock Returns for Prime Securities

1 Day5 Days1 Month6 Months1 Year5 Years
-0.71%-1.72%+6.31%-0.85%+15.61%+539.51%

Will SEBI extend similar special windows beyond February 2027 if investor response remains high?

How might this extended dematerialization window impact IVP's share liquidity and trading volumes?

What percentage of IVP's total shareholding is still held in physical form that could benefit from this window?

More News on Prime Securities

1 Year Returns:+15.61%