NCL Industries Ltd has filed its mandatory compliance certificate under Regulation 7(3) of the Securities and Exchange Board of India (Listing Obligations & Disclosure Requirements) Regulations, 2015 for the year ended March 31, 2026. The certificate confirms the company's adherence to regulatory requirements regarding share transfer agent activities.

Registrar & Share Transfer Agent Details

The compliance certificate confirms that activities related to both physical and electronic transfer facilities are maintained by the company's appointed Registrar & Share Transfer Agent, Venture Capital and Corporate Investments Private Ltd. This entity is a SEBI-approved Category-1 Registrar & Share Transfer Agent registered with the Securities and Exchange Board of India.

Certificate Execution

The compliance certificate was executed on April 8, 2026, with proper authorization from both parties. M. Divya Bharathi, serving as the Compliance Officer for NCL Industries Ltd, signed the certificate from Secunderabad. The document was also digitally signed by an authorized representative from Venture Capital & Corporate Investments Private Ltd on the same date.

Regulatory Compliance

This certificate issuance fulfills the mandatory requirements under Regulation 7(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The regulation mandates listed companies to maintain proper share transfer facilities through SEBI-registered agents and file annual compliance certificates confirming adherence to these requirements.

The filing demonstrates NCL Industries Ltd's commitment to maintaining regulatory compliance and ensuring proper share transfer mechanisms for its stakeholders through an appropriately registered and authorized service provider.

NCL Industries Limited has announced a special window opportunity for shareholders holding physical shares, following a regulatory directive from the Securities and Exchange Board of India. The initiative aims to facilitate the re-lodgement of transfer requests that were previously unsuccessful due to various documentation or procedural issues.

SEBI Special Window Details

SEBI, through its Circular HQ/LAD-NRO/GN/2023/11 (2) 2026-MIRSD-POD/3750/2026 dated January 30, 2026, has established a special window for a period of one year. The facility will remain operational from February 5, 2026 to February 4, 2027, specifically targeting transfer and dematerialization requests for physical securities that were sold or purchased prior to April 1, 2019.

Eligibility Criteria

The special window accommodates specific scenarios where shareholders can re-lodge their transfer requests. The company has provided clear guidelines on eligibility based on execution dates and previous lodgement status.

Important Restrictions

The facility excludes certain categories of cases to maintain regulatory compliance and avoid complications:

• Cases involving disputes between transferor and transferee
• Securities already transferred to Investor Education and Protection Fund (IEPF)

Securities transferred under this facility will be credited only in dematerialized form and will remain under lock-in for one year from the date of registration. During the lock-in period, these securities cannot be transferred, lien marked, or pledged.

Submission Process

Shareholders seeking to utilize this opportunity must submit requisite documents to the company's Registrar and Transfer Agent within the stipulated period. The designated RTA is M/s. Venture Capital & Corporate Investment (P) Ltd., located at "AURUM", 4th & 5th Floors, Plot No. 57, Jayabheri Enclave Phase - II, Gachibowli, Hyderabad - 500032, Telangana, India.

KYC Updates and Dematerialization

The company has strongly advised shareholders holding equity shares in physical form to update their KYC details and convert their holdings to dematerialized form at the earliest. This conversion provides enhanced safety and eliminates risks associated with physical certificates. Additionally, shareholders are encouraged to claim any unclaimed dividend amounts to prevent their transfer to the Investor Education and Protection Fund Authority after the seven-year statutory period expires.