Nam Securities Limited reported a 62% decline in net profit for the financial year ended March 31, 2026, as revenue from operations contracted significantly. The company posted a profit of ₹13.57 lakh for FY26, down from ₹35.66 lakh in the previous year, while total revenue decreased to ₹40.53 crore from ₹66.71 crore in FY25. The Board of Directors approved the audited financial results at a meeting held on May 27, 2026.

The statutory auditors, Satya Prakash Garg & Co., issued an unmodified opinion on the financial results. The meeting commenced at 05:00 PM and concluded at 06:20 PM on May 27, 2026.

Financial Performance

The company's operational performance weakened during the year. For the quarter ended March 31, 2026, Nam Securities reported a net loss of ₹25.21 lakh, compared to a loss of ₹18.71 lakh in the corresponding quarter of the previous year. Revenue for the quarter stood at ₹8.39 crore, a decrease from ₹4.54 crore in Q4 FY25.

| Metric | FY26 (₹ in lacs) | FY25 (₹ in lacs) | Change | |---|---|---:| | Net Sales / Income from Operations | 4043.96 | 6659.53 | -39% | | Total Income | 4053.11 | 6671.18 | -39% | | Total Expenses | 4032.79 | 6623.49 | -39% | | Profit for the Year | 13.57 | 35.66 | -62% | | Basic EPS (₹) | 0.25 | 0.66 | -62% |

Board and Governance

In a governance update, the Board appointed Mr. Pradeep Kumar (DIN: 02880423) as Executive Director effective May 27, 2026. Mr. Kumar is a Commerce Graduate with NISM qualifications in Compliance, DP, Equity, and Derivative segments. He has been in the securities market business since 2008, acting as a compliance officer since 2010, and also serves as a Director on the board of Nam Credit and Investment Consultants Ltd. Additionally, Mr. Ashwani Goyal was re-designated from Designated Director to Non-Designated Director effective May 27, 2026.

Nam securities Limited has submitted its quarterly compliance certificate under SEBI (Depository and Participants) Regulation 2018 for the quarter ended March 31, 2026. The filing demonstrates the company's adherence to regulatory requirements governing depository operations and participant responsibilities.

Regulatory Compliance Certificate

The certificate, dated April 15, 2026, was submitted to key market infrastructure institutions including National Securities Depository Limited (NSDL), Central Depository Services (India) Ltd (CDSL), and BSE Limited. The document confirms compliance with Regulation 74(5) requirements for the fourth quarter of fiscal year 2026.

Dematerialization Process Confirmation

The certificate confirms that securities received for dematerialization during the quarter were processed according to regulatory standards. Key compliance aspects include:

• Securities certificates were mutilated and cancelled after proper verification
• Depository names were substituted in company records as registered owners
• All procedures were completed within the mandated 15-day timeframe
• Dematerialized securities remain listed on stock exchanges where original securities were traded

Registrar Confirmation

Beetal Financial & Computer Services (P) Ltd, serving as the SEBI-approved Category I Registrar & Share Transfer Agent (Registration No. INR 000000262), provided additional confirmation of compliance procedures. The registrar verified that:

• Securities received from Depository Participants were properly confirmed to depositories
• All dematerialization requests were processed (accepted/rejected) during the quarter
• Security certificates were appropriately handled and cancelled after verification
• Depository names were correctly updated in the register of members within regulatory timelines

Documentation and Certification

The compliance certificate was signed by Neha Gupta, Company Secretary & Compliance Officer of Nam Securities Limited, with digital signature authentication dated April 15, 2026. The registrar confirmation was provided by Punit Mittal, General Manager at Beetal Financial & Computer Services (P) Ltd, dated April 3, 2026.

This quarterly filing represents standard regulatory compliance for depository participants, ensuring transparency and proper handling of dematerialization processes in accordance with SEBI guidelines.