JM Financial Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling regulatory requirements under SEBI depository regulations for the quarter ended March 31, 2026.

Regulatory Compliance Filing

The company filed the mandatory certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 with both major stock exchanges on April 10, 2026. The submission was made to BSE Limited and National Stock Exchange of India Limited as part of the company's ongoing compliance obligations.

Certificate Validation

KFin Technologies Limited, serving as the Registrar and Transfer Agents for JM Financial Limited, issued the compliance certificate on April 8, 2026. The certificate confirms that all details of securities dematerialized and rematerialized during the specified quarter were properly furnished to stock exchanges where the company's shares are listed.

The certification validates several key compliance aspects:

• Security certificates and confirmation letters from depository participants were properly confirmed or rejected
• All security certificates received were mutilated and cancelled after due verification
• Depository names were substituted in the register of members as registered owners within prescribed timelines
• All procedures were completed in accordance with regulatory requirements

Corporate Information

The filing was signed by Hemant Pandya, Company Secretary and Compliance Officer of JM Financial Limited. The certificate from KFin Technologies Limited was signed by Dnyanesh Gharote, Vice President.

This quarterly compliance filing demonstrates JM Financial Limited's adherence to SEBI regulations governing depository participants and maintains transparency in its securities handling processes.

JM Financial Limited has been assigned an Environmental, Social and Governance (ESG) score of 73 under the Leader category by NSE Sustainability Ratings and Analytics Limited for the financial year 2024-25. The company disclosed this development through a regulatory filing on April 6, 2026, addressing both BSE Limited and National Stock Exchange of India Limited.

ESG Rating Details

The rating was assigned by NSE Sustainability Ratings, which is a SEBI registered ESG Rating Provider under Category I. The assessment was conducted based on data pertaining to the financial year 2024-25, utilizing information available in the public domain.

Independent Assessment Process

JM Financial clarified that the company had not engaged NSE Sustainability Ratings for obtaining an ESG rating. The rating agency independently assigned the ESG score based on information available in the public domain, demonstrating the company's ESG performance without any direct solicitation or engagement from the organization.

Regulatory Compliance

The disclosure was made pursuant to Regulation 30 read with Para A, Part A of Schedule III of the SEBI Listing Regulations and SEBI Master Circular dated January 30, 2026. This regulatory framework mandates companies to inform stakeholders about material developments, including ESG ratings that could impact investor decisions.

Access to Rating Information

The rating published by NSE Sustainability Ratings can be accessed through their official platform at https://www.nse-esgrating.com/esg-ratings . This transparency allows investors and stakeholders to review the detailed ESG assessment and methodology used in determining the company's sustainability performance.

The communication was signed by Hemant Pandya, Company Secretary & Compliance Officer of JM Financial Limited, ensuring proper authorization and compliance with corporate governance requirements.