IIFL Capital Services Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling regulatory requirements under SEBI's depositories framework. The filing, dated April 08, 2026, covers the quarter ended March 31, 2026.

Regulatory Compliance Filing

The company filed the mandatory certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 with both BSE and NSE. Company Secretary Meghal Shah signed the submission letter, which was accompanied by the compliance certificate from the company's registrar.

Registrar Confirmation

MUFG Intime India Private Limited (formerly Link Intime India Private Limited), serving as the company's Registrar and Share Transfer Agent, issued the compliance certificate on April 01, 2026. The certificate was signed by Ashok Shetty, Sr. Vice President-Corporate Registry.

The registrar confirmed that all securities received from depository participants for dematerialization during the quarter ended March 31, 2026 were properly processed. The certificate validates that securities were confirmed to depositories within prescribed timelines and that all procedural requirements were met.

Compliance Confirmations

The registrar's certificate provides several key confirmations regarding securities handling:

• All securities received for dematerialization were confirmed (accepted/rejected) to depositories
• Securities comprised in certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received were mutilated and cancelled after due verification
• Depository names were substituted in the register of members as registered owners within prescribed timelines

Corporate Information

This quarterly filing represents standard regulatory compliance for listed companies operating in India's securities market, ensuring transparency and proper handling of dematerialized securities through the depositories system.

IIFL Capital Services Limited has published newspaper advertisements for its postal ballot notice under Regulation 47 of SEBI Listing Regulations, following the board meeting held on March 24, 2026. The company seeks shareholder approval for increasing its borrowing limits to ₹7,000 crores through remote e-voting scheduled from March 26 to April 24, 2026.

Regulatory Compliance and Publication Details

The company has fulfilled its regulatory obligations by publishing the postal ballot notice in multiple newspapers on March 26, 2026. The advertisements appeared in "Financial Express" (English), "The Free Press Journal" (English), and "Nav Shakti" (Marathi) newspapers, ensuring comprehensive coverage across different language segments.

Board Meeting Outcomes and Corporate Actions

The board meeting, conducted on March 24, 2026, resulted in key approvals under the Companies Act, 2013. The company has structured these approvals under two specific sections requiring shareholder consent through special resolutions. The postal ballot notice dated March 25, 2026, was dispatched electronically to eligible members whose names appeared in the register as of the cut-off date of March 20, 2026.

E-Voting Process and Timeline

Central Depository Services (India) Limited (CDSL) will provide the remote e-voting facility for eligible members. The company has appointed CS Snehal Shah, Proprietor of M/s. Snehal Shah & Associates, as the scrutinizer to conduct the postal ballot process in a fair and transparent manner.

Special Resolutions and Business Rationale

The postal ballot contains two special resolutions requiring member approval. The first resolution under Section 180(1)(c) seeks authorization for the board to borrow up to ₹7,000 crores through various instruments including overdraft facilities, term loans, bonds, debentures, and external commercial borrowings. The second resolution under Section 180(1)(a) authorizes the creation of security interests on company assets up to ₹7,000 crores.

According to the explanatory statement, the company requires enhanced borrowing capacity to support its broking business operations, particularly for maintaining cash deposits and collateral with clearing corporations. The increased limits will also support the growth of the Margin Trading Facility (MTF) book and provide operational flexibility for emerging business opportunities.

Corporate Governance Framework

IIFL Capital Services is maintaining established corporate governance protocols with formal notifications to stock exchanges and comprehensive member communication. The postal ballot notice is available on the company's website at www.iiflcapital.com and on stock exchange websites. The company has engaged appropriate legal and regulatory frameworks to ensure compliance with all applicable provisions of the Companies Act, 2013, and SEBI regulations.