Goenka business & finance Ltd has filed its certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The NBFC, registered with RBI under number 05.00614, submitted the compliance certificate on April 10, 2026, through its registrar and share transfer agent.

Quarterly Compliance Certificate Filing

The company submitted the certificate to BSE Limited, Metropolitan Stock Exchange of India Limited, and The Calcutta Stock Exchange Limited, confirming compliance with dematerialisation processing requirements for the quarter ended March 31, 2026.

Registrar Confirmation

Accurate Securities & Registry Private Limited, serving as the company's registrar and share transfer agent, issued the confirmation certificate. The registrar confirmed that all securities received from depository participants for dematerialisation during the period from January 1, 2026 to March 31, 2026 were processed within stipulated time limits.

Regulatory Compliance Status

The registrar confirmed that securities received for dematerialisation were either accepted or rejected on technical grounds within the stipulated timeframe specified under SEBI regulations. All securities comprised in the certificates have been listed on stock exchanges where the company's earlier issued securities are listed.

Annual Disclosure Filing

Earlier, the company had filed its annual disclosure under SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for the financial year ended March 31, 2026. Rise High Tracom Private Limited, the promoter entity, declared holding 19,38,000 shares with no encumbrance created during FY26.

Company Information

Goenka Business & Finance Ltd operates as a Non-Banking Financial Company with CIN L67120WB1987PLC042960. The company maintains its registered office at 18, Rabindra Sarani Poddar Court, Gate-4, 2nd Floor, Room 17, Kolkata - 700001, while its corporate office is located in Ahmedabad, Gujarat.

The quarterly compliance certificate was signed by Dharmik Solanki, Company Secretary & Compliance Officer (Membership Number: F11811), ensuring adherence to SEBI depositories regulations.

Goenka Business & Finance Ltd. has issued a clarification to BSE Limited regarding recent price movements in its stock, stating that the fluctuations are purely market-driven with no undisclosed material information affecting the company's performance.

BSE Surveillance Inquiry Response

The company responded to BSE's surveillance inquiry dated 11.03.2026 through reference number L/SURV/ONL/PV/SJ/2025-2026/3422. In its official communication dated 12.03.2026, the NBFC addressed concerns about unusual price or volume behavior in its scrip.

Company's Official Position

Goenka Business & Finance Ltd. categorically stated that there is no information or announcement, including any impending announcements, that could have a bearing on the price or volume behavior of the company's stock. The management emphasized that such information, if it existed, would be required to be disclosed to the stock exchange under Regulation 30 of the SEBI (LODR) Regulations 2015.

The company attributed the stock price movement entirely to market conditions, describing it as "absolutely market driven." This clarification aims to address any speculation about undisclosed corporate developments that might influence investor sentiment.

Regulatory Compliance Commitment

The NBFC reaffirmed its commitment to regulatory compliance and transparency. Key aspects of their compliance stance include:

• Prompt disclosure of material information under SEBI regulations
• Continuous adherence to Regulation 30 requirements
• Commitment to maintaining transparency with stakeholders
• Regular communication with stock exchanges as required

The company assured that it has consistently made requisite disclosures pursuant to Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and will continue to do so in the future.

Corporate Information

The clarification was signed by Mr. Dharmik Solanki, Company Secretary & Compliance Officer (Membership Number: F11811). The company operates as a Non-Banking Financial Company (NBFC) with RBI registration number 05.00614, maintaining its registered office in Kolkata and corporate office in Ahmedabad.