GCM Capital Advisors Limited has filed a NIL compliance report with BSE Limited, confirming that SEBI LODR Regulation 57(5) requirements are not applicable to the company for the quarter ended March 31, 2026. The report was submitted on April 6, 2026, addressing the company's obligations regarding non-convertible securities.

Regulatory Compliance Status

The company confirmed that it has not issued any non-convertible securities, making the payment of interest and principal on Non-Convertible Debentures (NCDs) and bonds not applicable for the reporting quarter. This exempts GCM Capital Advisors from the specific compliance requirements under Regulation 57(5) of SEBI LODR Regulations, 2015.

Compliance Details

The NIL report addresses two key aspects of Regulation 57(5):

Corporate Information

The compliance report was signed by Manish Baid, Managing Director with DIN 00239347. GCM Capital Advisors Limited is listed on BSE's SME platform under scrip code 538319. The company is headquartered at Raheja Centre, Nariman Point, Mumbai.

Filing Details

The NIL report was digitally signed and submitted to BSE's Corporate Services department on April 6, 2026. This filing ensures the company remains compliant with SEBI's disclosure requirements, even when specific regulations are not applicable to its current business operations.

GCM Capital Advisors Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The certificate covers the quarter ended 31st March 2026 and confirms the company's adherence to dematerialization procedures and regulatory compliance standards.

Regulatory Compliance Certificate

The certificate was issued under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, by the company's registrar and share transfer agent, S.K. Infosolutions Private Limited. The compliance period covered spans from 1st January 2026 to 31st March 2026, representing the fourth quarter of fiscal year 2026.

Dematerialization Process Confirmation

S.K. Infosolutions Private Limited, serving as the SEBI-approved registrar and share transfer agent, confirmed that all securities received from depository participants for dematerialization during the quarter were properly processed. The certificate validates that securities were either accepted or rejected in accordance with regulatory guidelines and that all comprised securities have been listed on appropriate stock exchanges.

The registrar also confirmed compliance with the 15-day processing requirement, stating that security certificates received for dematerialization were mutilated and cancelled after due verification by depository participants. Additionally, the names of depositories were substituted in the register of members as registered owners within the stipulated timeframe.

Corporate Communication

The submission was signed by Manish Baid, Managing Director of GCM Capital Advisors Limited (DIN: 00239347), and digitally authenticated on April 6, 2026. The company maintains its registered office at 805, Raheja Centre, 214, Free Press Journal Marg, Nariman Point, Mumbai - 400 021.

S.K. Infosolutions Private Limited, with CIN U72300WB1999PTC090120, operates as a SEBI-approved registrar with connectivity to both NSDL and CDSL depositories. The certificate was issued by Dilip Bhattacharya, Manager at S.K. Infosolutions, and digitally signed on April 5, 2026.

Regulatory Framework

The certificate submission aligns with multiple regulatory circulars, including NSDL/CIR/II/5/2019 dated 25th January 2019, CDSL/OPS/RTA/POLCY/2019/14 dated 25th January 2019, and SEBI letter reference MRD/DOP2/DSA2/OW/2019/2498/1 dated 24th January 2019. These guidelines establish the framework for quarterly compliance reporting and dematerialization procedures for listed companies.