Ganges Securities Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The certificate covers the quarter ended March 31, 2026, and was filed with both National Stock Exchange of India Limited and BSE Limited on April 06, 2026.

Regulatory Compliance Details

The certificate was issued pursuant to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018. Company Secretary Vijaya Agarwala (ACS 38658) signed the submission letter, which was digitally executed on April 06, 2026.

Registrar Confirmation

MUFG Intime India Private Limited (formerly Link Intime India Private Limited) served as the Registrar and Share Transfer Agent for the company during this period. The registrar issued a confirmation certificate dated April 02, 2026, signed by Vice President – Corporate Registry Ashok Shetty.

Dematerialisation Process Compliance

The registrar confirmed several key compliance aspects for the quarter:

• All securities received from depository participants for dematerialisation were properly confirmed (accepted/rejected) to depositories
• Securities comprised in certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were confirmed/rejected within prescribed timelines
• Security certificates were mutilated and cancelled after due verification by depository participants
• Names of depositories were substituted in the register of members as registered owners within prescribed timelines

Company Information

Ganges Securities Limited operates with CIN L74120UP2015PLC069869 and maintains its registered office at P.O. Hargaon, District Sitapur, Uttar Pradesh. The company can be contacted at phone numbers (05862) 256220-221 and maintains its corporate presence through its website www.birla-sugar.com .

This quarterly filing demonstrates the company's adherence to SEBI regulations governing depositories and participants, ensuring proper handling of securities dematerialisation processes during the quarter ended March 31, 2026.

Ganges Securities Limited has paid a regulatory fine of Rs 1,00,000 to BSE Limited for the delayed appointment of a Compliance Officer, according to a disclosure made under SEBI regulations.

Regulatory Fine Details

The company received an intimation from BSE Limited on March 19, 2026, at 05:39 pm, directing it to pay the penalty. The fine structure and company's response are outlined below:

Company's Position

Ganges Securities Limited has clarified that this regulatory penalty will not materially impact the company's financial, operational, or other activities except to the extent of the fine levied. The company has already settled the payment of the imposed fine.

Regulatory Compliance Context

This disclosure follows previous correspondence between the company and the exchange, with earlier letters dated May 29, 2024, and August 22, 2024. The company made this announcement pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Corporate Information

The disclosure was signed by Vijaya Agarwala, Company Secretary (ACS 38658), on March 20, 2026. Ganges Securities Limited is incorporated under CIN L74120UP2015PLC069869 with its registered office located at P.O. Hargaon, District Sitapur, Uttar Pradesh.