Dwarikesh Sugar Industries Limited has announced the opening of a special window for transfer and dematerialization of physical securities, following a recent SEBI circular. The company published this information in newspapers on April 10, 2026, as part of its regulatory compliance under SEBI listing obligations.

SEBI Circular and Special Window Details

SEBI has issued Circular No. HO/38/13/11 (2)2026-MIRSD-POD/1/3750/2026 dated January 30, 2026, deciding to open another special window for transfer and dematerialization of physical securities. This facility covers securities that were sold or purchased prior to April 1, 2019, and will remain operational for one year from February 5, 2026, to February 4, 2027.

Eligibility Criteria

The special window facility is available to investors who had purchased physical shares of Dwarikesh Sugar Industries Limited prior to April 1, 2019, and who fall into specific categories:

• Investors who had not lodged the shares for transfer
• Investors who had lodged shares for transfer but the same were rejected, returned, or not attended to due to deficiencies in documentation

Applicability Matrix

The company has provided a clear matrix to help investors understand their eligibility:

Important Requirements and Conditions

Only requests accompanied by original share certificates and duly executed transfer deeds (executed prior to April 1, 2019), along with other supporting documents, will be considered under the Special Window.

Key conditions include:

• Securities transferred under this window shall be credited only in dematerialized form
• A lock-in period of one year from the date of registration of transfer will apply
• Securities already transferred to the Investor Education and Protection Fund (IEPF) are not eligible
• Cases involving disputes shall not be eligible under this Special Window

Contact Information for Assistance

For queries or assistance, investors can contact the company's Registrar and Share Transfer Agent:

Regulatory Compliance

The company has fulfilled its regulatory obligations by publishing this information in newspapers as required under Regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The publication appeared in Business Standard (New Delhi Edition) and Shah Times (Moradabad Edition) on April 10, 2026.

This communication has also been updated on the company's website at www.dwarikesh.com for broader accessibility to investors and stakeholders.

Dwarikesh sugar industries Limited has submitted its quarterly compliance certificate to stock exchanges, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The submission, dated April 02, 2026, demonstrates the company's adherence to securities market regulations for the quarter ended March 31, 2026.

Regulatory Compliance Details

The certificate was submitted pursuant to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018. This regulation mandates companies to provide quarterly confirmations regarding the handling of securities received for dematerialisation from depository participants.

Certificate Issuer and Process

The certificate was issued by MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, which serves as the company's registrar and share transfer agent. The certificate, dated April 01, 2026, was signed by Ashok Shetty, Sr. Vice President-Corporate Registry.

MUFG Intime India confirmed that securities received from depository participants for dematerialisation during Q4FY26 were properly processed and confirmed to the depositories. The registrar also verified that security certificates received for dematerialisation were mutilated and cancelled after due verification, with depositories' names substituted in the register of members within prescribed timelines.

Stock Exchange Communication

The submission was made to both major Indian stock exchanges where the company's shares are listed. B.J. Maheshwari, Managing Director & CS cum CCO, signed the covering letter forwarding the certificate to the exchanges.

Stakeholder Notifications

As part of the compliance process, copies of the submission were also sent to both major depositories in India - National Securities Depository Limited and Central Depository Services (India) Limited. This ensures all relevant market infrastructure institutions are informed of the company's compliance status.

The quarterly certificate submission represents standard regulatory compliance for listed companies, ensuring transparency in the dematerialisation process and proper maintenance of shareholder records. The timely submission demonstrates Dwarikesh Sugar Industries' commitment to maintaining regulatory compliance and corporate governance standards.