DCM Financial Services Limited's promoter has submitted a comprehensive regulatory declaration confirming no encumbrance on shares held by the promoter group during financial year 2025-26. The formal declaration was filed with stock exchanges on 02.04.2026, demonstrating strict adherence to SEBI regulatory requirements.

Regulatory Filing Details

Vivek Bharat Ram, serving as the authorized promoter representative, submitted the declaration under Regulation 31(4) of The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The comprehensive declaration covers all promoters, members of the promoter group, and persons acting in concert with the company.

Declaration Statement and Compliance

The formal declaration explicitly states that promoters have not created any encumbrance, directly or indirectly, on shares held in the company during FY26, except for those already disclosed to regulatory authorities. This statement encompasses the entire promoter ecosystem including all promoters, promoter group members, and persons acting in concert.

In strict compliance with Regulation 31(5) of SEBI (SAST) Regulations, 2011, the promoter has formally requested the company to present this disclosure at the upcoming Audit Committee Meeting, ensuring proper governance protocols are followed.

Multi-Exchange Filing Process

The declaration was simultaneously submitted to all stock exchanges where the company maintains listing status, ensuring comprehensive regulatory compliance across trading platforms.

Corporate Governance Framework

This regulatory filing underscores the company's robust commitment to maintaining transparency in promoter shareholding patterns and adherence to substantial acquisition regulations. The declaration provides stakeholders with complete clarity regarding promoter share encumbrance status, reinforcing trust in the company's governance practices and regulatory compliance framework during the specified financial year.

DCM Financial Services Limited has submitted its quarterly compliance certificate under SEBI regulations for the quarter ended March 31, 2026. The certificate confirms the company's adherence to regulatory requirements for securities dematerialization and record maintenance procedures.

Regulatory Compliance Certificate

The compliance certificate was issued under Regulation 74(5) of SEBI (Depositories & Participants) Regulations, 2018. MCS Share Transfer Agent Limited, serving as the company's registrar and share transfer agent, provided the certification on April 6, 2026.

Certificate Confirmation

MCS Share Transfer Agent Limited certified that within 15 days of receipt of securities for dematerialization:

• Securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Certificates have been duly verified, mutilated, and cancelled after proper verification
• The depository name has been substituted in records as the registered owner

Stock Exchange Notification

Company Secretary and Compliance Officer Somali Trivedi digitally signed and submitted the certificate to multiple stock exchanges on April 8, 2026:

Company Information

DCM Financial Services Limited operates with CIN L65921DL1991PLC043087 and maintains its registered office at Upper Ground Floor, South Tower, NBCC Place, Bhisham Pitamah Marg, Delhi. The submission ensures compliance with SEBI's regulatory framework for depositories and participants, maintaining transparency in securities handling procedures.