DCM Financial Services Limited's promoter has filed a regulatory declaration confirming no encumbrance on shares held by the promoter group during the financial year 2025-26. The declaration was submitted to stock exchanges on 02.04.2026 in compliance with SEBI regulations.

Promoter Declaration Details

Vivek Bharat Ram, acting as the authorized promoter of DCM Financial Services Limited, submitted the declaration under Regulation 31(4) of The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The declaration covers all promoters, members of the promoter group, and persons acting in concert.

Regulatory Compliance

The declaration confirms that promoters have not created any encumbrance, directly or indirectly, on shares held in the company during FY26, except for those already disclosed. This statement encompasses all promoters, promoter group members, and persons acting in concert with the company.

In accordance with Regulation 31(5) of SEBI (SAST) Regulations, 2011, the promoter has requested the company to present this disclosure at the upcoming Audit Committee Meeting. This ensures proper governance and transparency in promoter shareholding matters.

Stock Exchange Filings

The declaration was simultaneously filed with multiple stock exchanges where the company's shares are listed:

Corporate Governance Significance

This regulatory filing demonstrates the company's commitment to maintaining transparency in promoter shareholding patterns. The declaration ensures compliance with substantial acquisition and takeover regulations, providing stakeholders with clarity on promoter share encumbrance status during the specified financial year.

DCM Financial Services Limited has submitted its quarterly compliance certificate under SEBI regulations for the quarter ended March 31, 2026. The certificate confirms the company's adherence to regulatory requirements for securities dematerialization and record maintenance procedures.

Regulatory Compliance Certificate

The compliance certificate was issued under Regulation 74(5) of SEBI (Depositories & Participants) Regulations, 2018. MCS Share Transfer Agent Limited, serving as the company's registrar and share transfer agent, provided the certification on April 6, 2026.

Certificate Confirmation

MCS Share Transfer Agent Limited certified that within 15 days of receipt of securities for dematerialization:

• Securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed
• Certificates have been duly verified, mutilated, and cancelled after proper verification
• The depository name has been substituted in records as the registered owner

Stock Exchange Notification

Company Secretary and Compliance Officer Somali Trivedi digitally signed and submitted the certificate to multiple stock exchanges on April 8, 2026:

Company Information

DCM Financial Services Limited operates with CIN L65921DL1991PLC043087 and maintains its registered office at Upper Ground Floor, South Tower, NBCC Place, Bhisham Pitamah Marg, Delhi. The submission ensures compliance with SEBI's regulatory framework for depositories and participants, maintaining transparency in securities handling procedures.