Chartered Capital & Inv announced significant regulatory changes following its Board of Directors meeting held on April 03, 2026. The company has decided to voluntarily surrender its merchant banking registration certificate and make key compliance officer appointments.

Voluntary Surrender of Merchant Banking License

The Board of Directors approved the proposal to discontinue merchant banking activities and voluntarily surrender the Merchant Banking Registration Certificate granted by SEBI. This strategic decision follows more than two financial years of non-operation in merchant banking activities.

The company cited prevailing market conditions as a key factor in this decision, emphasizing that it does not intend to continue merchant banking activities in the future. The voluntary surrender will require a formal application to SEBI in accordance with applicable regulations.

Compliance Officer Changes

On the recommendation of the Nomination and Remuneration Committee, the Board approved significant changes in compliance officer roles effective April 03, 2026.

New Appointment

Role Transition

Mr. Sagar Bhatt ceased to be the Compliance Officer under SEBI Merchant Bankers Regulations and SEBI Intermediaries Regulations effective April 03, 2026. However, he will continue his association with the Merchant Banking Division until the completion of the registration certificate surrender process, ensuring regulatory compliance during the transition period.

Regulatory Compliance

The disclosure was made in compliance with Regulation 30 of the SEBI Listing Obligations and Disclosure Requirements Regulations, 2015. The company provided detailed information as required under SEBI's Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026.

The Board meeting commenced at 04:00 p.m. and concluded at 5:35 p.m. on April 03, 2026, with all decisions taken to ensure regulatory compliance and strategic business alignment.

Chartered capital & inv has scheduled a board meeting for February 12, 2026, to consider and approve its standalone unaudited financial results for the quarter and nine months ended December 31, 2025. The company formally communicated this development to BSE Limited on February 03, 2026, in compliance with regulatory requirements.

Board Meeting Details

The meeting agenda includes consideration and approval of the company's financial performance for the third quarter of fiscal year 2026. The board will also address other business matters as deemed necessary during the session.

Regulatory Compliance

The company has implemented trading window restrictions in accordance with SEBI (Prohibition of Insider Trading) Regulations, 2015. These restrictions affect multiple stakeholder categories and ensure compliance with insider trading prevention measures.

Trading Window Closure

The trading window closure affects the following parties:

• Promoters and their immediate relatives
• Directors of the company
• Senior managerial personnel
• Other connected persons

The trading window has been closed since January 01, 2026, and will reopen after 48 hours from the time the financial results become generally available to the public.

Corporate Information

Chartered Capital And Investment Limited operates from its registered office located at 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad-380 006. The company trades on BSE Limited under scrip code 511696 and holds CIN L45201GJ1986PLC008577. Nevil Sheth serves as the Company Secretary and Compliance Officer, responsible for regulatory communications and compliance matters.