Paragon Finance Limited Submits SEBI Compliance Certificate for Q4 FY26

1 min read     Updated on 11 Apr 2026, 03:39 AM
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Paragon Finance Limited has submitted its quarterly compliance certificate to BSE Limited under SEBI Regulation 74(5) for Q4 FY26 ended March 31, 2026. The certificate confirms proper verification and handling of securities received for dematerialization during the quarter, with support from Registrar Niche Technologies Pvt. Ltd. The filing demonstrates the company's adherence to depositories regulations and proper maintenance of shareholder records.

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Paragon Finance Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026.

Regulatory Compliance Certificate

The company filed its certificate on April 10, 2026, pursuant to Regulation 74(5) of the SEBI regulations. The submission confirms that all securities received from depository participants for dematerialization during the quarter have been duly verified and confirmed to the depositories.

Parameter: Details
Filing Date: April 10, 2026
Quarter Covered: Q4 FY26 (ended March 31, 2026)
Regulation: SEBI Regulation 74(5)
Scrip Code: 531255
Registrar: Niche Technologies Pvt. Ltd.

Verification Process

The certificate confirms that the securities are listed on stock exchanges where the earlier securities were listed. Additionally, the security certificates received for dematerialization have been mutilated and cancelled after due verification by the depository participant.

The company has confirmed that the name of the depositories have been substituted in the register of members as the registered owner, completing the dematerialization process in accordance with regulatory requirements.

Registrar Confirmation

Niche Technologies Pvt. Ltd., serving as the company's Registrar and Transfer Agent, provided the necessary confirmation certificate dated April 6, 2026. The registrar confirmed that securities received from depository participants during Q4 FY26 were properly accepted or rejected to the depositories.

The certificate was signed by Sanjay Kumar Gupta, Director & Company Secretary of Paragon Finance Limited, and submitted to BSE Limited's Department of Corporate Services for record maintenance.

Historical Stock Returns for Paragon Finance

1 Day5 Days1 Month6 Months1 Year5 Years
+0.38%+1.44%-1.76%+10.42%+6.30%+194.44%

What volume of securities did Paragon Finance process for dematerialization in Q4 FY26 compared to previous quarters?

How might the upcoming SEBI regulatory changes in 2026-27 impact Paragon Finance's compliance processes and costs?

Will Paragon Finance consider expanding its depository participant services to capture more market share in the dematerialization business?

Paragon Finance Limited Files SEBI Compliance Disclosure for FY26

1 min read     Updated on 07 Apr 2026, 01:16 AM
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Paragon Finance Limited has submitted its mandatory SEBI compliance disclosure for FY26, confirming no share encumbrance by promoters during the financial year ended March 31, 2026. The filing was made by Director and Company Secretary Sanjay Kumar Gupta on behalf of all promoters, demonstrating adherence to regulatory transparency requirements under SEBI takeover regulations.

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Paragon Finance Limited has filed its mandatory regulatory disclosure with BSE Limited, confirming compliance with SEBI takeover regulations for the financial year ended March 31, 2026. The disclosure was submitted on April 6, 2026, as required under Regulation 31(4) of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Regulatory Compliance Declaration

The disclosure was filed by Mr. Sanjay Kumar Gupta, who serves as both Director and Company Secretary of Paragon Finance Limited. Acting on behalf of all promoters of the company, Gupta submitted the declaration to BSE Limited's Department of Corporate Services.

Filing Details: Information
Filing Date: April 6, 2026
Regulation: SEBI Regulation 31(4)
Filed By: Sanjay Kumar Gupta
Capacity: Director & Company Secretary
Representing: All Promoters

Key Declaration Points

The filing contains a clear declaration regarding promoter shareholding activities during FY26. Mr. Gupta confirmed on behalf of all promoters that no encumbrance of shares was made, either directly or indirectly, during the financial year ended March 31, 2026.

This declaration is a mandatory requirement under SEBI's substantial acquisition and takeover regulations, designed to ensure transparency in promoter shareholding patterns and any potential encumbrances that might affect shareholder interests.

Company Information

Paragon Finance Limited operates from its registered office at Sikkim House, 4/1 Middleton Street, Kolkata-700071. The company maintains its corporate identification number as L65921WB1986PLC040980 and trades on BSE under scrip code 531255.

Compliance Distribution

The regulatory filing was distributed to multiple stakeholders to ensure comprehensive compliance. The disclosure was sent to BSE Limited's General Manager-Listing department and copied to the company's Audit Committee, maintaining transparency across all relevant corporate governance bodies.

This filing represents part of Paragon Finance Limited's ongoing commitment to regulatory compliance and transparent corporate governance practices as mandated by SEBI regulations.

Historical Stock Returns for Paragon Finance

1 Day5 Days1 Month6 Months1 Year5 Years
+0.38%+1.44%-1.76%+10.42%+6.30%+194.44%

Will Paragon Finance Limited consider any strategic partnerships or acquisitions that might require share encumbrance in the upcoming financial year?

How might SEBI's evolving takeover regulations impact Paragon Finance's future capital raising or restructuring plans?

What expansion or growth initiatives is Paragon Finance planning that could affect its promoter shareholding structure in FY27?

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1 Year Returns:+6.30%