Nam Securities Limited Submits Q4 FY26 Compliance Certificate Under SEBI Depository Regulations

1 min read     Updated on 15 Apr 2026, 09:35 PM
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Radhika SScanX News Team
AI Summary

Nam Securities Limited filed its Q4 FY26 compliance certificate under SEBI Depository Regulation 74(5) for the quarter ended March 31, 2026. The certificate confirms proper dematerialization procedures, timely processing within 15 days, and maintenance of stock exchange listings. Beetal Financial & Computer Services provided registrar confirmation of regulatory compliance.

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Nam securities Limited has submitted its quarterly compliance certificate under SEBI (Depository and Participants) Regulation 2018 for the quarter ended March 31, 2026. The filing demonstrates the company's adherence to regulatory requirements governing depository operations and participant responsibilities.

Regulatory Compliance Certificate

The certificate, dated April 15, 2026, was submitted to key market infrastructure institutions including National Securities Depository Limited (NSDL), Central Depository Services (India) Ltd (CDSL), and BSE Limited. The document confirms compliance with Regulation 74(5) requirements for the fourth quarter of fiscal year 2026.

Parameter Details
Regulation SEBI (Depository and Participants) Regulation 74(5)
Quarter Q4 FY26 (ended March 31, 2026)
Filing Date April 15, 2026
BSE Scrip Code 538395

Dematerialization Process Confirmation

The certificate confirms that securities received for dematerialization during the quarter were processed according to regulatory standards. Key compliance aspects include:

  • Securities certificates were mutilated and cancelled after proper verification
  • Depository names were substituted in company records as registered owners
  • All procedures were completed within the mandated 15-day timeframe
  • Dematerialized securities remain listed on stock exchanges where original securities were traded

Registrar Confirmation

Beetal Financial & Computer Services (P) Ltd, serving as the SEBI-approved Category I Registrar & Share Transfer Agent (Registration No. INR 000000262), provided additional confirmation of compliance procedures. The registrar verified that:

  • Securities received from Depository Participants were properly confirmed to depositories
  • All dematerialization requests were processed (accepted/rejected) during the quarter
  • Security certificates were appropriately handled and cancelled after verification
  • Depository names were correctly updated in the register of members within regulatory timelines

Documentation and Certification

The compliance certificate was signed by Neha Gupta, Company Secretary & Compliance Officer of Nam Securities Limited, with digital signature authentication dated April 15, 2026. The registrar confirmation was provided by Punit Mittal, General Manager at Beetal Financial & Computer Services (P) Ltd, dated April 3, 2026.

This quarterly filing represents standard regulatory compliance for depository participants, ensuring transparency and proper handling of dematerialization processes in accordance with SEBI guidelines.

Historical Stock Returns for Nam Securities

1 Day5 Days1 Month6 Months1 Year5 Years
-4.17%-12.58%-27.22%-14.03%-31.00%+46.03%

How might upcoming SEBI regulatory changes in 2026-27 impact Nam Securities' depository operations and compliance costs?

What growth opportunities could Nam Securities pursue in the dematerialization services market given their consistent regulatory compliance?

Will the increasing digitization of securities markets create new competitive pressures for traditional depository participants like Nam Securities?

NAM Securities Limited Reports Q3 FY26 Financial Results with Revenue of ₹1166.66 Lakhs

2 min read     Updated on 16 Feb 2026, 06:05 PM
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Shriram SScanX News Team
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NAM Securities Limited reported unaudited financial results for Q3 FY26 with total income from operations of ₹1166.66 lakhs and net profit after tax of ₹6.33 lakhs. For the nine-month period, the company achieved total income of ₹3210.04 lakhs with net profit of ₹38.78 lakhs. The results were approved by the Board on 14th February, 2026, and published in compliance with SEBI regulations.

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NAM Securities Limited has announced its unaudited financial results for the quarter ended 31st December, 2025, demonstrating steady operational performance in the financial services sector. The company published these results in compliance with Regulation 47 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Quarterly Financial Performance

The company's financial performance for the third quarter of FY26 shows mixed results compared to the corresponding period in the previous year. Total income from operations reached ₹1166.66 lakhs, representing a slight decline from ₹1188.17 lakhs recorded in Q3 FY25.

Financial Metric Q3 FY26 Q3 FY25 Q2 FY26
Total Income from Operations (₹ lakhs) 1166.66 1188.17 856.68
Net Profit Before Tax (₹ lakhs) 8.33 11.89 22.86
Net Profit After Tax (₹ lakhs) 6.33 9.89 16.86
Basic EPS (₹) 0.12 0.18 0.31

Nine-Month Performance Analysis

For the nine-month period ended 31st December, 2025, NAM Securities demonstrated robust performance with total income from operations of ₹3210.04 lakhs compared to ₹6106.85 lakhs in the corresponding nine-month period of the previous year. The company achieved a net profit after tax of ₹38.78 lakhs for the nine-month period, compared to ₹54.37 lakhs in the previous year.

Key Financial Indicators

The company maintained a stable equity paid-up share capital of ₹539.20 lakhs throughout all reported periods. The earnings per share for Q3 FY26 stood at ₹0.12 for both basic and diluted calculations, showing a decrease from ₹0.18 in the corresponding quarter of the previous year.

Period Nine Months FY26 Nine Months FY25 Full Year FY25
Total Income (₹ lakhs) 3210.04 6106.85 6671.18
Net Profit After Tax (₹ lakhs) 38.78 54.37 35.66
Basic EPS (₹) 0.72 1.00 0.66

Regulatory Compliance and Governance

The financial results were reviewed by the Audit Committee and subsequently approved by the Board of Directors at their meeting held on 14th February, 2026. The company has fulfilled its regulatory obligations by publishing the results in Financial Express (English Daily) and Jansatta (Hindi Daily) newspapers. The complete detailed format of the quarterly financial results is available on the BSE website and the company's official website at www.namsecurities.in .

Historical Stock Returns for Nam Securities

1 Day5 Days1 Month6 Months1 Year5 Years
-4.17%-12.58%-27.22%-14.03%-31.00%+46.03%

More News on Nam Securities

1 Year Returns:-31.00%