GCM Capital Advisors Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The certificate covers the quarter ended 31st March 2026 and confirms the company's adherence to dematerialization procedures and regulatory compliance standards.

Regulatory Compliance Certificate

The certificate was issued under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, by the company's registrar and share transfer agent, S.K. Infosolutions Private Limited. The compliance period covered spans from 1st January 2026 to 31st March 2026, representing the fourth quarter of fiscal year 2026.

Dematerialization Process Confirmation

S.K. Infosolutions Private Limited, serving as the SEBI-approved registrar and share transfer agent, confirmed that all securities received from depository participants for dematerialization during the quarter were properly processed. The certificate validates that securities were either accepted or rejected in accordance with regulatory guidelines and that all comprised securities have been listed on appropriate stock exchanges.

The registrar also confirmed compliance with the 15-day processing requirement, stating that security certificates received for dematerialization were mutilated and cancelled after due verification by depository participants. Additionally, the names of depositories were substituted in the register of members as registered owners within the stipulated timeframe.

Corporate Communication

The submission was signed by Manish Baid, Managing Director of GCM Capital Advisors Limited (DIN: 00239347), and digitally authenticated on April 6, 2026. The company maintains its registered office at 805, Raheja Centre, 214, Free Press Journal Marg, Nariman Point, Mumbai - 400 021.

S.K. Infosolutions Private Limited, with CIN U72300WB1999PTC090120, operates as a SEBI-approved registrar with connectivity to both NSDL and CDSL depositories. The certificate was issued by Dilip Bhattacharya, Manager at S.K. Infosolutions, and digitally signed on April 5, 2026.

Regulatory Framework

The certificate submission aligns with multiple regulatory circulars, including NSDL/CIR/II/5/2019 dated 25th January 2019, CDSL/OPS/RTA/POLCY/2019/14 dated 25th January 2019, and SEBI letter reference MRD/DOP2/DSA2/OW/2019/2498/1 dated 24th January 2019. These guidelines establish the framework for quarterly compliance reporting and dematerialization procedures for listed companies.

GCM Capital Advisors Limited has filed a regulatory notification with BSE Limited confirming the non-applicability of certificate requirements under SEBI Regulation 57(4) for the first quarter of financial year 2027. The intimation, dated March 25, 2026, addresses compliance obligations for the quarter ended June 30, 2026.

Regulatory Compliance Details

The company has formally notified the stock exchange that it has not issued any non-convertible securities, which makes the certificate requirements under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 inapplicable for the reporting period.

Non-Convertible Securities Status

GCM Capital Advisors Limited confirmed that since no non-convertible securities have been issued, the company is not required to provide details regarding:

• Schedule of payment of interest obligations
• Dividend payment schedules
• Principal repayment obligations

The company also confirmed that there were no unpaid interest, dividend, or principal obligations in relation to non-convertible securities during the reporting period.

Management Authorization

The notification was digitally signed and submitted by Manish Baid, Managing Director of the company (DIN: 00239347). The document was filed on March 25, 2026, ensuring timely compliance with regulatory disclosure requirements.

This filing represents standard regulatory compliance for companies listed on the SME platform of BSE Limited, ensuring transparency regarding debt securities and related payment obligations to stakeholders and regulatory authorities.