360 ONE WAM Limited Submits Quarterly Compliance Certificate for Q4 FY26

1 min read     Updated on 08 Apr 2026, 03:15 AM
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AI Summary

360 ONE WAM Limited filed its quarterly compliance certificate for Q4 FY26 with stock exchanges on April 7, 2026. The certificate, issued by registrar MUFG Intime India Private Limited, confirms proper handling of securities dematerialization processes during the quarter ended March 31, 2026, in compliance with SEBI regulations.

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360 one wam Limited has submitted its quarterly compliance certificate to BSE and NSE for the quarter ended March 31, 2026. The filing, dated April 7, 2026, fulfills the company's regulatory obligations under SEBI (Depositories and Participants) Regulations, 2018.

Regulatory Compliance Certificate

The certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as the company's Registrar and Share Transfer Agent. This submission is mandated under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018.

Parameter: Details
Reporting Period: Quarter ended March 31, 2026
Filing Date: April 7, 2026
Registrar: MUFG Intime India Private Limited
Regulation: SEBI Regulation 74(5)

Certificate Confirmation Details

MUFG Intime India Private Limited confirmed that all securities received from depository participants for dematerialization during the quarter were properly processed. The registrar verified that:

  • Securities received for dematerialization were confirmed or rejected to depositories within prescribed timelines
  • Security certificates were mutilated and cancelled after due verification
  • Depository names were substituted in the register of members as registered owners
  • All securities comprised in certificates have been listed on relevant stock exchanges

Stakeholder Communication

The compliance certificate was simultaneously communicated to multiple stakeholders to ensure transparency:

Recipient: Details
Stock Exchanges: BSE Limited and National Stock Exchange
Depositories: NSDL and CDSL
Company Secretary: Rohit Bhase (ACS: 21409)
Authorized Signatory: Ashok Shetty, Sr. Vice President-Corporate Registry

Regulatory Framework

This quarterly submission represents part of the ongoing regulatory compliance framework that ensures proper functioning of the depository system. The certificate validates that 360 ONE WAM Limited maintains appropriate processes for securities dematerialization and adheres to SEBI's prescribed timelines and procedures.

The filing reinforces the company's commitment to regulatory compliance and transparent communication with market infrastructure institutions and investors.

Historical Stock Returns for 360 One WAM

1 Day5 Days1 Month6 Months1 Year5 Years
+1.46%+8.44%-2.17%-6.62%+25.24%+224.64%

How might the transition from Link Intime to MUFG Intime India impact 360 ONE WAM's future registrar and transfer agent services?

What potential operational changes could 360 ONE WAM implement to further streamline its dematerialization processes in upcoming quarters?

Will SEBI introduce any new compliance requirements for depositories and participants that could affect 360 ONE WAM's reporting obligations?

360 ONE WAM LIMITED Earnings Call Scheduled for April 21, 2026 to Discuss Q4FY26 Results

1 min read     Updated on 07 Apr 2026, 09:56 PM
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Reviewed by
Radhika SScanX News Team
AI Summary

360 ONE WAM LIMITED has announced its Q4FY26 results schedule with board meeting on April 21, 2026, followed by earnings conference call featuring senior management including Founder MD & CEO Karan Bhagat. The company ensures regulatory compliance under SEBI Regulation 29 with formal communication to BSE and NSE, committing to provide comprehensive documentation and recordings post-call for stakeholder transparency.

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360 one wam has formally announced its board meeting and earnings conference call schedule for the quarter and financial year ended March 31, 2026. The company communicated to BSE and NSE on April 7, 2026, regarding the comprehensive timeline for its Q4FY26 results process under Regulation 29 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Board Meeting and Earnings Call Schedule

The board of directors meeting is scheduled for Tuesday, April 21, 2026, to consider and approve standalone and consolidated unaudited/audited financial results. The earnings conference call will follow from 5:30 PM to 6:30 PM IST, providing stakeholders with a structured opportunity to engage with senior management.

Event Details: Information
Board Meeting Date: April 21, 2026
Earnings Call Time: 5:30 PM - 6:30 PM IST
Purpose: Q4FY26 and FY26 Results Discussion
Regulatory Framework: SEBI Regulation 29
Communication Date: April 7, 2026

Senior Management Participation

The earnings call will feature key leadership including Mr. Karan Bhagat (Founder, MD & CEO), Mr. Yatin Shah (Co-Founder, CEO 360 ONE Wealth), Mr. Anshuman Maheshwary (Chief Operating Officer), and Mr. Sanjay Wadhwa (Chief Financial Officer). This management team will discuss the company's performance and address participant questions during the session.

Regulatory Compliance and Documentation

The announcement reflects adherence to regulatory timelines for financial disclosure and corporate governance standards. Company Secretary Rohit Bhase (ACS: 21409) signed the formal communication to stock exchanges, ensuring proper compliance with listing obligations. The company has committed to making transcript, audio, and video recordings of the earnings call available on its website subsequently.

Stakeholder Access and Transparency

The structured approach demonstrates 360 ONE WAM LIMITED's commitment to transparent communication with investors, analysts, and stakeholders. The one-hour earnings session will provide detailed discussion of quarterly and annual results, with comprehensive documentation made available post-call for broader stakeholder access. The company's corporate office is located at 360 ONE Centre, Kamala City, Senapati Bapat Marg, Lower Parel (West), Mumbai.

Historical Stock Returns for 360 One WAM

1 Day5 Days1 Month6 Months1 Year5 Years
+1.46%+8.44%-2.17%-6.62%+25.24%+224.64%

What key performance metrics and growth strategies will 360 ONE WAM likely highlight to differentiate itself in the competitive wealth management sector?

How might the company's Q4FY26 results influence its expansion plans and market positioning for the upcoming financial year?

What impact could 360 ONE WAM's financial performance have on investor sentiment toward the broader wealth management industry in India?

More News on 360 One WAM

1 Year Returns:+25.24%