SMC Global Securities Limited has appointed Rahul Yadav as its Compliance Officer to ensure adherence to the SEBI (Prohibition of Insider Trading) Regulations, 2015. This leadership change replaces Raju Balodi (F10175), who tendered his resignation from the role effective close of business hours on Sunday, July 26, 2026, citing an internal shifting of departments. The Board of Directors approved the appointment during a meeting held on July 26, 2026.

The transition ensures continuity in regulatory compliance for the company’s listed securities. Raju Balodi’s departure is administrative in nature, driven by internal restructuring rather than any regulatory breach or dispute. SMC Global Securities Limited has notified both the Bombay Stock Exchange and the National Stock Exchange of India Limited regarding the change.

Regulatory Context

The appointment is made pursuant to Regulation 9(3) of the SEBI (Prohibition of Insider Trading) Regulations, 2015, including any modifications and amendments thereto. The Compliance Officer plays a critical role in monitoring insider trading activities and ensuring that the company maintains robust code of conduct standards for designated directors and employees. Rahul Yadav, a Member of the Institute of Company Secretaries of India (ICSI) with ACS number A72932, will administer the code of conduct under the overall supervision of the Board of Directors.

Key Details

The company stated that this disclosure follows an earlier communication dated July 26, 2026. The updated compliance structure will be hosted on the company’s website at www.smcindiaonline.com for investor reference.

Corporate Governance

Suman Kumar, Executive Vice President (Corporate Affairs & Legal), Company Secretary & General Counsel (Membership No. F5824), signed the disclosure. The move underscores SMC Global Securities Limited’s commitment to maintaining strict regulatory oversight amidst internal operational adjustments. No other changes to the company’s governance structure were reported in this filing.

SMC Global Securities has made the audio recording of its earnings conference call for the first quarter of FY27 (Q1 FY27) available to investors. The call, held on July 27, 2026, at 4:00 PM IST, discussed the company's unaudited financial results for the quarter ended June 30, 2026. This disclosure is made pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

The management team emphasized that no unpublished price-sensitive information (UPSI) was shared or discussed during the meeting. The company confirmed that a transcript of the call will be submitted to the stock exchanges and uploaded to its website in due course.

Management Representation

The conference call featured key executives from the SMC Group, providing insights into the operational and financial performance for the period. The participants included:

• Subhash C. Aggarwal, Chairman and Managing Director of SMC Group
• Mahesh C. Gupta, Vice Chairman of SMC Group
• D.K. Aggarwal, CMD of SMC Capitals Ltd.
• Ajay Garg, Director & CEO of SMC Global Securities Ltd.
• Anurag Bansal, Whole Time Director of SMC Global Securities Ltd.
• Himanshu Gupta, Director & CEO of Moneywise Financial Services Pvt Ltd.
• Shruti Aggarwal, Whole Time Director of SMC Global Securities Limited
• Pranay Aggarwal, Director & CEO of Stoxkart (Moneywise Finvest Ltd)
• Rohit Nayyar, Group Chief Financial Officer

Access Details

Investors can access the audio recording via the link provided on the company's official website, www.smcindiaonline.com . The direct link to the recording is also available: SMC Global Securities Q1 FY27 Earnings Call Audio .

For further inquiries, investors may contact X-B4 Advisory IR representatives Rasika Sawant or Gautam Kothari.