Sera investments & finance India Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The submission, made on April 11, 2026, covers the quarter ended March 31, 2026.

Regulatory Compliance Submission

The company filed the mandatory certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 with BSE Limited. Whole-Time Director Sagar Samir Shah (DIN: 03082957) signed the submission letter, which was digitally executed on April 11, 2026.

Registrar and Transfer Agent Confirmation

Purva Sharegistry (India) Private Limited, serving as the company's registrar and share transfer agent, prepared the compliance certificate. The SEBI-registered entity (Registration No. INR000001112) confirmed adherence to regulatory requirements for dematerialization processes during the reporting period.

The registrar confirmed that all securities received from depository participants for dematerialization were processed according to prescribed timelines and that proper verification procedures were followed for any security certificates received.

Dematerialization Activity Report

The detailed quarterly report reveals no dematerialization activity during the period from January 1, 2026 to March 31, 2026:

The comprehensive report shows 'NIL' entries across all categories, indicating that no shareholders opted for dematerialization of their physical share certificates during the quarter. This includes zero activity in certificate conversions, distinctive number ranges, and overall share quantities processed through the dematerialization system.

Compliance Framework

The submission ensures the company remains compliant with SEBI's regulatory framework governing depositories and participants. Regulation 74(5) mandates quarterly reporting of dematerialization activities, requiring companies to maintain transparency in share certificate processing and conversion activities.

Purva Sharegistry's compliance officer, Ms. Deepali Gaonkar, certified the accuracy of the submitted information and confirmed that all regulatory procedures were properly followed during the reporting period.

Sera Investments & Finance India Limited has formally responded to a query from BSE Limited regarding promoter reclassification under SEBI regulations. The company's response, dated April 9, 2026, addresses BSE's inquiry about compliance with Regulation 31A(8) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Promoter Reclassification Application

The company confirmed that it filed an application on August 11, 2025, seeking BSE's approval for reclassifying existing promoters from the promoter category to the public category. The application was submitted in response to requests received from the promoters themselves for such reclassification.

Details of Promoters Seeking Reclassification

Two promoters have requested reclassification to public category status:

Both promoters currently hold no equity shares in the company and have no relation with the Board of Directors, which supports their request for reclassification to public category.

Regulatory Compliance

The response demonstrates the company's adherence to SEBI's disclosure requirements under Regulation 31A(8). This regulation mandates companies to inform stock exchanges about promoter reclassification matters and seek appropriate approvals before implementing such changes.

Official Authorization

The response was officially signed by Sagar Samir Shah, Whole-Time Director with DIN: 03082957, on April 9, 2026. The document was digitally signed, ensuring authenticity and compliance with modern regulatory filing requirements.