RR Financial Consultants Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended 31st March, 2026.

Regulatory Compliance Submission

The company filed the mandatory certificate under Regulation 74(5) on April 09, 2026, through its Managing Director Rajat Prasad. This quarterly submission is required to ensure proper oversight of dematerialisation processes and maintain transparency in securities handling.

Registrar Confirmation

MUFG Intime India Private Limited, formerly Link Intime India Private Limited, served as the registrar and share transfer agent for this compliance process. The registrar issued its confirmation certificate on April 07, 2026, two days prior to the company's BSE submission.

The registrar confirmed several key compliance aspects:

• Securities received from depository participants for dematerialisation during Q4FY26 were properly confirmed to depositories
• All securities comprised in certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were confirmed or rejected within prescribed timelines
• Received certificates were mutilated and cancelled after due verification by depository participants

Dematerialisation Process Oversight

The certificate validates that RR Financial Consultants Limited maintained proper procedures for handling shareholder securities during the quarter. The registrar confirmed that depository names were appropriately substituted in the register of members as registered owners within regulatory timelines.

Corporate Information

RR Financial Consultants Limited operates from its registered office at Indraprakash Building, Barakhamba Road, New Delhi. The company maintains its listing on BSE Limited under scrip code 511626, with MUFG Intime India Private Limited handling registrar and share transfer services from its Delhi office in Janakpuri.

This quarterly submission reinforces the company's commitment to regulatory compliance and proper maintenance of shareholder records through authorised market infrastructure institutions.

RR Financial Consultants Limited's Board of Directors has approved a significant corporate restructuring involving its material subsidiary. The board meeting held on March 09, 2026, sanctioned the conversion of RR Insurance Brokers Private Limited from a private limited company to an unlisted public limited company.

Corporate Restructuring Details

The conversion will be executed under Section 18 of the Companies Act, 2013, requiring multiple regulatory approvals and shareholder consent. Upon completion of the conversion process, the subsidiary will undergo a name change from RR Insurance Brokers Private Limited to RR Insurance Brokers Limited.

Strategic Rationale and Approvals

The company outlined multiple strategic reasons for this conversion, focusing on enhanced corporate governance and business expansion capabilities. The conversion aims to strengthen the corporate governance framework, enhance transparency and regulatory compliance, provide operational flexibility for business expansion, and facilitate potential future capital raising opportunities in alignment with long-term strategic growth plans.

The conversion requires comprehensive regulatory clearances including:

• Shareholder approval
• Insurance Regulatory and Development Authority of India (IRDAI) approval
• Other applicable regulatory approvals
• Necessary filings with the Registrar of Companies

Impact Assessment

The company has clarified that the conversion will maintain continuity in ownership structure. There will be no change in the shareholding pattern of the subsidiary, and RR Insurance Brokers will continue to remain an unlisted subsidiary of RR Financial Consultants Limited.

The disclosure was made pursuant to Regulation 30 read with Schedule III of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and the SEBI Master Circular dated July 13, 2023, ensuring compliance with regulatory disclosure requirements for material subsidiary changes.