QGO Finance Limited has announced the opening of a special window for transfer and dematerialisation of physical securities, in compliance with SEBI regulations. The initiative aims to facilitate shareholders who hold physical securities that require conversion to electronic form.

Special Window Details

Following SEBI Circular No. HO/38/311/2/2026-MIRD-POD/I/3750/2026 dated January 30, 2026, the company has established a one-year special window for eligible shareholders. The facility covers specific categories of physical securities and previously unsuccessful transfer requests.

Regulatory Compliance and Communication

The company has fulfilled its disclosure obligations under Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. Company Secretary & Compliance Officer Urmi Joiser has communicated the details to BSE Limited, providing the necessary documentation and newspaper advertisement copies.

The announcement has been published in both English and regional language newspapers to ensure maximum reach among shareholders:

• English Publication: The Financial Express
• Regional Publication: Mumbai Lakshdeep (Marathi)

Submission Process and Contact Information

Eligible shareholders can submit their requests through multiple channels for convenience. The company has designated MAS Services Limited as the Registrar and Share Transfer Agent (RTA) to handle the process efficiently.

Shareholders must submit their requests along with requisite documents to complete the transfer and dematerialisation process. The company encourages eligible shareholders to take advantage of this special window to convert their physical securities to electronic form, which offers better security and ease of trading.

This initiative demonstrates QGO Finance Limited's commitment to regulatory compliance and shareholder service, ensuring that investors can benefit from modern electronic trading systems while addressing historical transfer issues.

QGO Finance Limited has filed its quarterly compliance certificate with BSE Limited under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The submission was made on April 9, 2026, by Company Secretary and Compliance Officer Urmi Joiser.

Regulatory Compliance Certificate

The compliance certificate was issued by MAS Services Limited, which serves as the company's Registrar and Transfer Agent. The certificate covers the period from January 1, 2026 to March 31, 2026, confirming adherence to SEBI's regulatory framework for depositories and participants.

Dematerialization Process Compliance

MAS Services Limited confirmed that all securities received from Depository Participants for dematerialization during the quarter were processed within the regulatory timeframe. The registrar verified that securities were confirmed, accepted, or rejected to the depositories within 15 days of receipt from participants.

The certificate also confirms that security certificates received for dematerialization were properly mutilated and cancelled after verification. Additionally, the names of depositories were substituted in the register of members as registered owners within the mandated 15-day period.

Documentation and Record Updates

Key compliance activities completed during the quarter include:

• Timely processing of dematerialization requests within 15-day regulatory limit
• Proper mutilation and cancellation of physical security certificates
• Updated register of members with depository names as registered owners
• Notification to depositories and stock exchanges within prescribed timelines
• Maintenance of updated member registers

Filing Details

The compliance certificate was digitally signed by Urmi Joiser, Company Secretary and Compliance Officer (Membership No: A63113), and submitted to BSE Limited's Listing Department. The filing ensures QGO Finance Limited maintains its regulatory standing and demonstrates ongoing compliance with SEBI's depositories regulations for the fourth quarter of fiscal year 2026.