Prime Securities Limited has published a newspaper advertisement dated May 13, 2026, pursuant to Regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, informing investors about a Special Window for Transfer and Dematerialisation of Physical Securities. The advertisement was submitted to the Corporate Relationship Department of BSE Limited and the Capital Markets - Listing division of the National Stock Exchange of India Ltd. The notice has also been uploaded on the company's website at www.primesec.com .

Background: SEBI's Regulatory Framework for Physical Securities

The transfer of securities in physical mode was discontinued with effect from April 1, 2019, by SEBI. Transfer deeds lodged prior to the deadline of April 1, 2019, and rejected or returned due to deficiency in documents, were permitted to be re-lodged with requisite documents on or before March 31, 2021, being the cut-off date for re-lodgement of such transfer deeds. Following representations from investors, Registrar and Transfer Agents (RTAs), and listed companies that some investors had missed the March 31, 2021 deadline, a Panel of Experts recommended granting one more opportunity to investors to re-lodge such shares for transfer.

SEBI Circulars Enabling the Special Window

SEBI had, vide its circular no. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97 dated July 2, 2025, opened a special window for a period of six months from July 7, 2025 till January 6, 2026, exclusively for re-lodgement of transfer deeds lodged prior to the deadline of April 1, 2019 and rejected, returned, or not attended to due to deficiency in documents, process, or otherwise. Subsequently, to further facilitate investors in gaining rightful access to their securities, SEBI issued circular no. HO/38/13/1(2)2026-MIRSD-PoD/1/3750/2026 dated January 30, 2026, opening another Special Window for transfer and dematerialisation of physical securities that were sold or purchased prior to April 1, 2019.

Key Details of the Special Window

The following table summarises the key parameters of the new Special Window:

How Investors Can Lodge Transfer Requests

Investors eligible under this Special Window are requested to refer to the above-mentioned SEBI circular and are encouraged to take advantage of this opportunity. Transfer requests for physical shares can be lodged with Prime Securities Limited's Registrar and Share Transfer Agent within the specified period. The relevant contact details are as follows:

Submission to Stock Exchanges

The advertisement was signed by Ajay Shah, Company Secretary (ACS-14359), on behalf of Prime Securities Limited, and was digitally submitted to both BSE Limited and the National Stock Exchange of India Ltd on May 13, 2026. The company's registered office is located at 1109/1110, Maker Chambers V, Nariman Point, Mumbai 400021.

Prime Securities Limited has submitted its quarterly compliance certificate to the Bombay Stock Exchange (BSE) and National Stock Exchange of India (NSE) for the quarter ended March 31, 2026. The submission was made on April 8, 2026, in accordance with regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018.

Regulatory Compliance Certificate

The company filed the confirmation certificate pursuant to Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. Company Secretary Ajay Shah (ACS-14359) signed and submitted the certificate to both stock exchanges on behalf of Prime Securities Limited.

Registrar and Transfer Agent Confirmation

The compliance certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as Prime Securities' Registrar and Share Transfer Agent. Ashok Shetty, Sr. Vice President-Corporate Registry at MUFG Intime India, signed the certificate confirming compliance with dematerialisation requirements.

The certificate confirms that securities received from depository participants for dematerialisation during the quarter ended March 31, 2026, were properly processed. MUFG Intime India confirmed that all securities were accepted or rejected to the depositories within prescribed timelines and that the securities comprised in the certificates have been listed on stock exchanges where earlier issued securities are listed.

Dematerialisation Process Compliance

The confirmation certificate validates several key compliance aspects of the dematerialisation process:

• Securities received for dematerialisation were confirmed or rejected within prescribed timelines
• Security certificates received were mutilated and cancelled after due verification by the depository participant
• Names of depositories were substituted in the register of members as registered owners
• All processes adhered to SEBI regulatory requirements

This quarterly submission demonstrates Prime Securities Limited's commitment to maintaining regulatory compliance and transparent reporting to stock exchanges and regulatory authorities.