M&M Financial Services has filed mandatory regulatory certificates with stock exchanges, confirming zero dematerialization and re-materialization requests for the quarter ended 31st March 2026. The submission was made on April 17, 2026, in compliance with SEBI regulations governing depositories and participants.

Regulatory Compliance Filing

The company submitted certificates under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 to both BSE Limited and National Stock Exchange of India. Company Secretary Brijbala Batwal (FCS No: 5220) signed the compliance documents, ensuring adherence to regulatory requirements for the fourth quarter of fiscal year 2026.

Registrar Confirmation Details

KFin Technologies Limited, acting as the Registrar to an Issue and Share Transfer Agent, provided two separate confirmation certificates dated April 8, 2026. The certificates covered different categories of securities:

Certificate Signatories

Two senior officials from KFin Technologies Limited signed the confirmation certificates:

• Equity Shares Certificate: Dnyanesh Gharote, Vice President
• NCDs Certificate: Umesh Pandey, Senior Manager

Both certificates confirmed that no requests were received for dematerialization or re-materialization of the respective securities during the specified quarter.

Operational Framework

KFin Technologies Limited operates from its Operations Centre located at Selenium, Tower B, Plot No-31 & 32, Financial District, Nanakramguda, Serilingampally, Hyderabad. The registrar maintains regular certification processes with depositories and stock exchanges in accordance with SEBI regulations, ensuring transparent reporting of dematerialization activities.

The nil dematerialization requests indicate stable investor holding patterns for both equity shares and Non-Convertible Debentures during Q4FY26, with no significant movement between physical and electronic form of securities.

M&M Financial Services has announced that its board of directors will convene on Friday, April 24, 2026, to review and approve the company's financial performance for the fourth quarter and full financial year ended March 31, 2026. The meeting notification was issued on April 16, 2026, in compliance with Regulation 29, 50 and other applicable provisions of SEBI Listing Regulations.

Key Board Meeting Agenda

The board meeting will address several critical corporate matters as outlined in the company's regulatory filing:

Earnings Conference Call Details

Following the board meeting, M&M Financial Services has scheduled an earnings conference call to discuss the financial performance for Q4FY26 and the year ended March 31, 2026. The call is organized in compliance with Regulation 30 of SEBI Listing Regulations and will be facilitated by Motilal Oswal.

Borrowing and Fund Raising Initiatives

The board will deliberate on increasing the company's aggregate borrowing limits, which requires subsequent shareholder approval. The proposed increase encompasses potential fund raising through various instruments including Non-Convertible Debentures (NCDs) and other financial instruments. Additionally, the board will consider consolidation and updation of existing borrowing resolutions covering NCDs, Commercial Papers, bank borrowings, and other funding mechanisms.

Trading Window Restrictions

In accordance with SEBI (Prohibition of Insider Trading) Regulations, 2015, and the company's Code of Conduct for Prevention of Insider Trading, M&M Financial Services has implemented a trading window closure. The restriction applies to designated persons and their immediate relatives from April 1, 2026, to April 26, 2026, both days inclusive. This closure was previously communicated to the exchanges on March 27, 2026.

Regulatory Compliance and Disclosure

The company has filed both the board meeting intimation and earnings call notification in XBRL format and uploaded the notices on its official website under the investor relations section. The notifications were signed by Company Secretary Brijbala Batwal (FCS No.: 5220) and submitted to both BSE Limited (Security Code: 532720) and National Stock Exchange of India Ltd. (Symbol: M&MFIN), ensuring full compliance with listing obligations and disclosure requirements. The company has confirmed that no unpublished price sensitive information will be shared during the earnings call.