Kumbhat Financial Services Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory obligations under SEBI (Depositories and Participants) Regulations, 2018. The submission, dated April 9, 2026, covers the fourth quarter ended March 31, 2026.

Regulatory Compliance Submission

The company submitted the mandatory certificate under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018. Managing Director Sanjay Kumbhat signed the submission letter, which was digitally authenticated on April 9, 2026.

Registrar Confirmation

Cameo Corporate Services Limited, serving as the company's Registrar and Share Transfer Agent, issued the compliance certificate dated April 1, 2026. The registrar confirmed that securities received from depository participants for dematerialisation during the quarter were properly processed according to regulatory requirements.

The certificate validates that:

• Securities received for dematerialisation were confirmed to depositories within stipulated timeframes
• All securities comprised in certificates have been listed on stock exchanges where previously issued securities are traded
• Security certificates received for dematerialisation were mutilated and cancelled after proper verification
• Depository names were substituted in the register of members as registered owners within regulatory time limits

Corporate Information

Kumbhat Financial Services Limited operates under CIN L65991TN1993PLC024433 and maintains its registered office at Kumbhat Complex, Rattan Bazaar, Chennai. The company's securities trade on BSE Limited under scrip code 526869.

This quarterly submission represents standard regulatory compliance for companies with listed securities, ensuring transparency in dematerialisation processes and maintaining investor confidence through proper documentation of securities handling procedures.

Kumbhat Financial Services Limited has completed an inter-se transfer of shares among its promoter group, consolidating 5,11,200 shares under Managing Director Sanjay Kumbhat. The company informed BSE Limited on April 07, 2026, about the completion of this internal restructuring among promoters through formal regulatory disclosures.

Transfer Details and Structure

The inter-se transfer involved seven promoters transferring their shareholdings to Sanjay Kumbhat through different mechanisms. Most transfers were executed as gifts, while one transaction with Vardhaman Parekh was conducted within the price limits specified under Regulation 10(1)(a) of SEBI SAST Regulations. The acquisition date was March 30, 2026.

Shareholding Changes and Impact

The transfer resulted in significant changes to individual promoter holdings while maintaining the overall promoter group shareholding. Sanjay Kumbhat's shareholding increased substantially, representing 9.60% of the company's diluted share capital through this acquisition.

Regulatory Compliance Framework

The company submitted comprehensive disclosures under Regulation 10(6) of SEBI (SAST) Regulations, 2011, following the prior intimation made on February 27, 2026, under Regulation 10(5). The transaction qualifies for exemption from open offer obligations under Regulation 10(1)(a)(ii) of SEBI SAST Regulations.

Corporate Structure Consolidation

This inter-se transfer represents a consolidation of promoter holdings under the Managing Director's control while maintaining regulatory compliance. The transaction strengthens Sanjay Kumbhat's position as the primary promoter, with his shareholding increasing from 12.73% to 22.33% of the total share capital. Seven promoters who transferred their entire shareholdings will be removed from the promoter and promoter group category, subject to compliance with applicable SEBI regulations. The acquisition does not result in any change in control or management of the company.