Chartered Capital & Investment Limited has filed its quarterly compliance certificate under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The company submitted the certificate to BSE Limited on April 06, 2026, fulfilling its regulatory obligations for the fourth quarter of fiscal year 2026.

Regulatory Compliance Details

The certificate was issued by MUFG Intime India Private Limited (formerly Link Intime India Private Limited), which serves as the company's Registrar and Share Transfer Agent. The compliance document, dated April 01, 2026, confirms adherence to SEBI regulations regarding dematerialisation processes and depository operations.

Certificate Confirmation

MUFG Intime India Private Limited confirmed that securities received from depository participants for dematerialisation during the quarter ended March 31, 2026 were properly processed. The RTA verified that all securities were confirmed or rejected to the depositories within prescribed timelines and that the securities are listed on stock exchanges where the company's earlier issued securities are traded.

The certificate also confirms that security certificates received for dematerialisation were mutilated and cancelled after due verification by depository participants. Additionally, the names of depositories have been substituted in the register of members as registered owners within the prescribed timelines, ensuring complete compliance with regulatory requirements.

Company Information

Chartered Capital And Investment Limited operates from its registered office at 711, Mahakant, Opp. V.S. Hospital, Ellisbridge, Ahmedabad-380006. The company secretary and compliance officer Nevil Sheth signed the submission letter, which was digitally authenticated on April 06, 2026. The filing demonstrates the company's commitment to maintaining regulatory compliance and transparent reporting practices in accordance with SEBI guidelines.

Chartered Capital & Inv announced significant regulatory changes following its Board of Directors meeting held on April 03, 2026. The company has decided to voluntarily surrender its merchant banking registration certificate and make key compliance officer appointments.

Voluntary Surrender of Merchant Banking License

The Board of Directors approved the proposal to discontinue merchant banking activities and voluntarily surrender the Merchant Banking Registration Certificate granted by SEBI. This strategic decision follows more than two financial years of non-operation in merchant banking activities.

The company cited prevailing market conditions as a key factor in this decision, emphasizing that it does not intend to continue merchant banking activities in the future. The voluntary surrender will require a formal application to SEBI in accordance with applicable regulations.

Compliance Officer Changes

On the recommendation of the Nomination and Remuneration Committee, the Board approved significant changes in compliance officer roles effective April 03, 2026.

New Appointment

Role Transition

Mr. Sagar Bhatt ceased to be the Compliance Officer under SEBI Merchant Bankers Regulations and SEBI Intermediaries Regulations effective April 03, 2026. However, he will continue his association with the Merchant Banking Division until the completion of the registration certificate surrender process, ensuring regulatory compliance during the transition period.

Regulatory Compliance

The disclosure was made in compliance with Regulation 30 of the SEBI Listing Obligations and Disclosure Requirements Regulations, 2015. The company provided detailed information as required under SEBI's Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026.

The Board meeting commenced at 04:00 p.m. and concluded at 5:35 p.m. on April 03, 2026, with all decisions taken to ensure regulatory compliance and strategic business alignment.