Capfin India Limited has submitted its quarterly compliance certificate to BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations 2018 for the quarter ended March 31, 2026.

Regulatory Compliance Submission

The company filed the mandatory certificate under Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018, on April 13, 2026. Company Secretary and Compliance Officer Neeraj Kumar Patil signed the submission letter to BSE Limited.

Certificate Details

Indus Shareshree Private Limited (formerly Indus Portfolio Private Limited), serving as the company's Registrar and Share Transfer Agent, issued the compliance certificate on April 06, 2026. The certificate confirms adherence to dematerialization processes and regulatory protocols during the reporting quarter.

Compliance Confirmations

The certificate validates several key compliance aspects for the quarter ended March 31, 2026:

• Securities received from depository participants for dematerialization were properly confirmed to depositories
• All securities comprised in certificates have been listed on stock exchanges where previously issued securities are listed
• Security certificates received for dematerialization were mutilated and cancelled after verification by depository participants
• Depository names were substituted in the register of members as registered owners within the mandated 15-day period

Corporate Information

Capfin India Limited operates from its registered office at 6th Floor, VB Capitol Building, Range Hills Road, Pune, Maharashtra. The company maintains regular compliance with SEBI regulations through its appointed registrar and transfer agent, ensuring proper handling of securities and depository operations.

Capfin India Limited has received a regulatory disclosure from promoter Abhishek Narbaria under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, following the completion of a preferential allotment of equity shares. The disclosure, dated April 2, 2026, pertains to the acquisition of 8.80 lakh equity shares by Narbaria and persons acting in concert through the recent preferential allotment.

Preferential Allotment Details

The company had completed the allotment of 10.30 lakh fully paid-up equity shares on March 31, 2026, following approval from the Management Committee of the Board of Directors. Each share carries a face value of Rs. 10.00 and was issued at Rs. 32.88 per share, including a premium of Rs. 22.88 per share.

Shareholding Pattern Changes

The regulatory disclosure reveals significant changes in the shareholding pattern of promoters and persons acting in concert. Before the acquisition, Abhishek Narbaria and Umesh Kumar Sahay each held 9.72 lakh shares, representing 33.09% each of the total share capital.

Capital Structure Impact

The preferential allotment has resulted in changes to the company's capital structure. The equity share capital increased from Rs. 2.94 crore divided into 29.38 lakh equity shares to Rs. 3.97 crore divided into 39.68 lakh equity shares of Rs. 10 each.

Regulatory Compliance

The disclosure was made in accordance with SEBI regulations, with the document digitally signed by Abhishek Narbaria on April 2, 2026. The persons acting in concert include Abhishek Narbaria, Umesh Kumar Sahay, and Sixth Venture Advisors LLP, with the latter holding warrants representing 1.50 lakh shares. The allotment strengthens the promoter group's control over the company while ensuring compliance with regulatory disclosure requirements.