Anand Rathi Wealth Limited has filed its quarterly compliance certificate under SEBI regulations for the fourth quarter ended 31st March, 2026. The submission fulfills the company's regulatory obligations under the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018.

Regulatory Compliance Filing

The company submitted the certificate dated 3rd April, 2026 to both the National Stock Exchange of India Ltd. and BSE Limited. The filing was made in compliance with Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, which mandates quarterly reporting on dematerialisation processes.

Registrar Confirmation Certificate

The compliance certificate was issued by MUFG Intime India Pvt. Ltd. (formerly Link Intime India Pvt. Ltd.), which serves as the company's Registrar and Share Transfer Agent. The certificate, dated 3rd March, 2026, provides confirmation of proper dematerialisation processes during the quarter.

Key confirmations provided by the registrar include:

• Securities received from depository participants for dematerialisation were confirmed (accepted/rejected) to depositories
• Securities comprised in certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were confirmed/rejected within prescribed timelines
• Security certificates were mutilated and cancelled after due verification by depository participants
• Names of depositories were substituted in the register of members as registered owners

Corporate Governance

The filing was signed by Pravin Jogani, Company Secretary & Compliance Officer of Anand Rathi Wealth Limited. The registrar certificate was authenticated by Ashok Shetty, Senior Vice President – Corporate Registry at MUFG Intime India Private Limited.

This quarterly compliance filing demonstrates the company's adherence to SEBI regulations governing depositories and participants, ensuring transparency in share transfer and dematerialisation processes for stakeholders.

Anand Rathi Wealth Limited has disclosed comprehensive share encumbrance details under Regulation 30 regarding pledge of promoter shares. The disclosure provides detailed information about Anand Rathi Wealth Limited's promoter shareholding and encumbrance activities executed by Anand Rathi Financial Services Limited.

Promoter Shareholding Overview

Anand Rathi Financial Services Limited maintains a significant stake in Anand Rathi Wealth Limited with comprehensive shareholding details disclosed under regulatory requirements:

Fresh Pledge Creation Details

On March 30, 2026, Anand Rathi Financial Services Limited created a fresh pledge on 20,78,000 shares of Anand Rathi Wealth Limited for availing margin limits. The pledged shares were distributed between two broking entities:

Security Cover and Financial Details

The encumbrance transaction involves substantial financial commitments with adequate security coverage:

Regulatory Compliance Framework

The disclosure was filed by Company Secretary Divyani Shah (Membership No. A49954) ensuring compliance with SEBI regulations. The filing covers all entities involved in the agreement including Anand Rathi Wealth Limited and Anand Rathi Financial Services Limited, with no debt instruments or commercial paper involvement in the encumbrance arrangement.

Purpose and Utilization

Anand Rathi Financial Services Limited pledged the shares specifically for availing margin limits from broking firms. The encumbrance does not involve personal use by promoters or direct benefit to the listed company, but serves as collateral for trading facility enhancement. The transaction maintains adequate security coverage with a ratio of 1.14, indicating conservative risk management practices in the pledge arrangement.