Anand Rathi Share and Stock Brokers Limited has fulfilled its quarterly regulatory compliance obligations by submitting the required certificate under SEBI (Depositories and Participants) Regulations, 2018 to both BSE and NSE for the quarter ended March 31, 2026.

Regulatory Compliance Submission

The company submitted the compliance certificate on April 09, 2026, through Company Secretary and Compliance Officer Chetan Prajapati (Membership No.: A39130). The submission was made to both major stock exchanges where the company is listed.

Certificate Confirmation from Registrar

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, serves as the company's Registrar and Share Transfer Agent. The firm issued the compliance certificate on April 3, 2026, confirming adherence to regulatory requirements.

The certificate confirms several key compliance aspects:

• Securities received from depository participants for dematerialisation during Q4FY26 were properly confirmed to depositories
• All securities comprised in certificates have been listed on stock exchanges where earlier issued securities are listed
• Security certificates received for dematerialisation were confirmed or rejected within prescribed timelines
• Received certificates were mutilated and cancelled after due verification by depository participants
• Depository names were substituted in the register of members as registered owners within regulatory timelines

Corporate Structure Details

MUFG Intime India Private Limited operates under CIN: U67190MH1999PTC118368, with its registered address at C-101, Embassy 247, L.B.S. Marg, Vikhroli (West), Mumbai - 400083. The certificate was signed by Ashok Shetty, Sr. Vice President-Corporate Registry.

Regulatory Framework

This submission falls under Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018, which mandates quarterly compliance certificates from listed companies regarding their dematerialisation processes and depository participant interactions.

Anand Rathi Share and Stock Brokers Limited has officially submitted the voting results and scrutinizer's report for its postal ballot to BSE Limited and National Stock Exchange of India Limited. The company successfully passed all three resolutions with overwhelming shareholder support through remote e-voting conducted from March 02, 2026 to March 31, 2026.

Official Submission to Stock Exchanges

The company submitted comprehensive documentation to both stock exchanges on April 01, 2026, pursuant to Regulation 44 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The submission included detailed voting results and the scrutinizer's report issued by M/s. Manish Ghia & Associates, Practicing Company Secretary.

Resolution Details and Voting Outcomes

Three key resolutions were successfully passed covering related party transactions and management appointments:

Detailed Voting Analysis

Resolution 1 - Related Party Transactions with ARFSL: Out of 4,087,809 votes polled, 3,917,820 votes (95.84%) were cast in favour while 169,989 votes (4.16%) were against the resolution. The Promoter and Promoter Group abstained from voting due to their interested party status.

Resolution 2 - Related Party Transactions with ARGFL: This resolution achieved near-unanimous approval with 4,087,655 votes (99.9962%) in favour and only 154 votes (0.0038%) against from the total 4,087,809 votes polled.

Resolution 3 - Managing Director Re-appointment: Mr. Pradeep Navratan Gupta's re-appointment received strong support with 47,782,411 votes (99.09%) in favour and 439,585 votes (0.91%) against from 48,221,996 total votes polled.

Shareholder Participation Metrics

The voting demonstrated varied participation across shareholder categories:

Scrutinizer's Certification and Process

CS Mannish L. Ghia from M/s. Manish Ghia & Associates served as the appointed Scrutinizer and confirmed that all resolutions were passed with requisite majority. The remote e-voting was facilitated by MUFG Intime India Private Limited with the record date set as February 25, 2026.

Management Appointment Confirmation

Mr. Pradeep Navratan Gupta's re-appointment as Managing Director has been approved for a three-year term from March 01, 2026 to February 28, 2029, including fixation of remuneration for the said term. The resolution demonstrates strong shareholder confidence in the current leadership's strategic direction.