Alan Scott Enterprises Limited has officially notified BSE Limited about its exemption from SEBI Regulation 24A compliance requirements for the financial year ended March 31, 2026. The declaration was submitted on April 14, 2026, under the provisions of SEBI Listing Obligations and Disclosures Requirements Regulations, 2015.

Regulatory Exemption Details

The company qualifies for exemption under Regulation 15(2)(a) of SEBI Listing Regulations, which specifically addresses the non-applicability of Annual Secretarial Compliance Report requirements. This exemption applies to listed entities meeting specific financial thresholds as on the last date of the previous financial year.

Compliance Framework

Regulation 24A of SEBI Listing Regulations mandates Annual Secretarial Compliance Reports for listed companies. However, Regulation 15(2)(a) provides specific relief to smaller listed entities that fall below the prescribed capital and net worth limits. This exemption recognizes the proportionate compliance burden on smaller companies while maintaining regulatory oversight.

Corporate Declaration

The formal declaration was signed by Sureshkumar Jain, Managing Director of Alan Scott Enterprises Limited, bearing DIN 00048463. The document was digitally signed on April 14, 2026, at 13:05:20 +05'30' from Mumbai, ensuring proper authentication and compliance with digital signature requirements.

Regulatory Impact

This exemption allows Alan Scott Enterprises Limited to operate without the mandatory Annual Secretarial Compliance Report submission for FY26. The company has requested BSE Limited to record this declaration in their official records, ensuring proper documentation of the exemption status for regulatory purposes.

Alan Scott Enterprises Limited has submitted its quarterly compliance certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The certificate was filed on April 10, 2026, with key regulatory bodies and depositories.

Regulatory Filing Details

The company submitted the mandatory certificate to three primary institutions:

Registrar Confirmation

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, serves as the company's Registrar and Share Transfer Agent. The registrar provided confirmation on April 01, 2026, certifying compliance with dematerialisation procedures during Q4 FY26.

The registrar confirmed that securities received from depository participants for dematerialisation during the quarter were properly processed and that all securities comprised in the certificates have been listed on stock exchanges where previously issued securities are traded.

Compliance Procedures

The certificate confirms adherence to prescribed regulatory timelines and procedures:

• Securities received for dematerialisation were confirmed or rejected within stipulated timeframes
• Security certificates were mutilated and cancelled after proper verification by depository participants
• Depository names were substituted in the register of members as registered owners
• All procedures followed SEBI guidelines for depositories and participants

Management Authorization

Sureshkumar Jain, Managing Director & CEO (DIN: 00048463), signed the filing on behalf of Alan Scott Enterprises Limited. The document was digitally signed on April 10, 2026, from Mumbai, ensuring proper authorization and compliance with corporate governance requirements.

Ashok Shetty, Sr. Vice President-Corporate Registry at MUFG Intime India Private Limited, provided the registrar's confirmation, completing the regulatory filing process for Q4 FY26.