Tata Investment Corporation Limited has announced the re-appointment of Mr. Jamshed Patel as Chief Compliance Officer, following a board meeting held on April 21, 2026. The decision demonstrates the company's commitment to maintaining regulatory compliance and continuity in key leadership positions.

Board Decision and Regulatory Compliance

The board meeting, which commenced at 5:00 p.m. and concluded at 6:15 p.m. on April 21, 2026, approved Mr. Patel's re-appointment in compliance with RBI Circular (Ref.No.DoS.CO.PPG./SEC.01/11.01.005/2022-23 dated April 11, 2022). The decision was made based on recommendations from the Nomination and Remuneration Committee.

Re-appointment Details

The key details of Mr. Patel's re-appointment are structured as follows:

Professional Background

Mr. Jamshed Patel currently serves as both Company Secretary and Chief Compliance Officer of Tata Investment Corporation Limited. His professional association with the Tata Group spans since 2016, providing him with extensive experience within the organization's operational framework.

Regulatory Framework

The re-appointment was conducted pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company has fulfilled all disclosure requirements as prescribed under SEBI Listing Regulations and SEBI circular SEBI/HO/CFD/CFD-PoD-1/P/CIR/2023/123 dated July 13, 2023.

Corporate Governance

The disclosure confirms that there are no relationships between Directors or Key Managerial Personnel that require separate disclosure. This re-appointment reflects the company's focus on maintaining strong governance standards and regulatory compliance across its operations.

Tata Investment Corporation Limited has issued a comprehensive notice to shareholders regarding the mandatory transfer of equity shares to the Investor Education and Protection Fund (IEPF) Authority under regulatory compliance requirements.

Regulatory Compliance Notice

Pursuant to Regulation 30 read with Schedule III Para A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, the company has filed the required documentation with stock exchanges. The notice addresses the transfer of shares under Section 124(6) of the Companies Act, 2013 read with the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016.

Share Transfer Requirements

The regulatory framework mandates that companies transfer all shares to the IEPF demat account where dividends have remained unclaimed for seven consecutive years or more. This provision ensures protection of investor interests while maintaining regulatory compliance.

Shareholder Communication Process

The company has undertaken comprehensive communication measures to inform affected shareholders:

• Published newspaper advertisements in Business Standard (English), Free Press Journal (English), and Navshakti (Marathi)
• Sent individual reminder letters to shareholders at their registered addresses
• Updated company website with detailed information under the Investor Information section
• Provided clear procedures for claiming outstanding dividends

Dividend Claiming Procedures

Shareholders must ensure proper registration of bank details to claim outstanding dividends. The requirements differ based on shareholding mode:

For Demat Shareholders:

• Register correct bank details with Depository Participants
• Provide self-attested copy of client master list
• Payment will be made to registered bank account

For Physical Shareholders:

• Submit duly filled Request Form and Investor Service Request Forms (ISR-1, ISR-2, SH-13)
• Provide original cancelled cheque with account holder name
• Ensure KYC compliance for payment processing

Post-Transfer Implications

Once shares are transferred to IEPF Authority after August 26, 2026, several important consequences follow:

• All future benefits on transferred shares will accrue to IEPF Authority
• No claims can be made against the company for transferred shares
• Shareholders can reclaim shares and benefits through Form IEPF-5 application to IEPF Authority
• Original physical share certificates will be automatically cancelled
• Demat accounts will be debited for transferred shares

Contact Information for Assistance

The company has provided multiple channels for shareholder assistance through its Registrar and Transfer Agent, MUFG Intime India Private Limited (Formerly Link Intime India Private Limited). Shareholders can access investor service request forms and submit queries through the designated online portal.

This regulatory notice demonstrates the company's commitment to compliance with investor protection regulations while providing clear guidance to shareholders for claiming their rightful dividends before the transfer deadline.