Oswal Overseas Limited Submits SEBI Compliance Certificate for Q4FY26 Dematerialization Process

1 min read     Updated on 16 Apr 2026, 09:16 AM
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Oswal Overseas Limited filed a SEBI compliance certificate with BSE for Q4FY26, confirming proper handling of dematerialization processes during the quarter ended March 31, 2026. The certificate, issued by registrar Beetal Financial & Computer Services and submitted on April 15, 2026, verifies adherence to Regulation 74(5) requirements including timely processing of securities and proper record maintenance.

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Oswal Overseas Limited has submitted its quarterly compliance certificate to BSE Limited, confirming adherence to SEBI regulations governing dematerialization processes for the quarter ended March 31, 2026. The certificate demonstrates the company's commitment to maintaining regulatory compliance in securities handling and depositories management.

Regulatory Compliance Details

The compliance certificate pertains to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, which governs the proper handling of securities during the dematerialization process. Company Secretary and Compliance Officer Lalit Kumar submitted the certificate to BSE on April 15, 2026, ensuring timely regulatory reporting.

Parameter: Details
Regulation: SEBI Regulation 74(5) of 2018
Quarter Ended: March 31, 2026
Submission Date: April 15, 2026
Exchange: BSE Limited
Scrip Code: 531065

Registrar Confirmation

Beetal Financial & Computer Services (P) Ltd, serving as the company's SEBI-approved Registrar and Transfer Agent, issued the compliance certificate on April 03, 2026. The registrar confirmed that all securities received from Depository Participants for dematerialization during the quarter were properly processed and confirmed to the depositories within regulatory timelines.

General Manager Punit Mittal signed the certificate on behalf of Beetal Financial, confirming that:

  • Securities received for dematerialization were confirmed to depositories within prescribed timelines
  • Security certificates were properly mutilated and cancelled after verification
  • Depository names were substituted in the register of members as registered owners within 15 days
  • All securities are listed on stock exchanges where previously issued securities are traded

Corporate Information

Oswal Overseas Limited operates its sugar division from Village Aurangabad, Nawabganj, in Bareilly district, Uttar Pradesh. The company maintains its registered office in New Delhi and trades on BSE under scrip code 531065 with the identifier OSWALOR.

The submission of this compliance certificate reflects the company's ongoing adherence to SEBI regulations governing depositories and participant operations, ensuring proper maintenance of investor records and securities handling processes.

Will Oswal Overseas expand its sugar operations given its strong regulatory compliance track record?

How might upcoming SEBI regulatory changes in 2026-27 impact Oswal's depositories compliance costs?

Could Oswal Overseas consider listing on additional exchanges beyond BSE to improve liquidity?

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