LKP Securities Limited has filed its quarterly compliance certificate with BSE Limited, fulfilling regulatory requirements under SEBI (Depositories and Participants) Regulations, 2018. The submission, made on April 14, 2026, covers the quarter ended March 31, 2026, and demonstrates the company's adherence to securities market regulations.

Regulatory Compliance Filing

The certificate was submitted under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, as confirmed by Managing Director Pratik M Doshi. The filing includes documentation from the company's appointed registrar and share transfer agent, ensuring comprehensive compliance verification.

Registrar Confirmation

Adroit Corporate Services Private Limited, serving as the company's registrar and share transfer agent, provided the required confirmation certificate. The registrar verified that all securities received from depository participants for dematerialisation during the quarter were properly processed and confirmed to the depositories.

The confirmation covers several critical compliance aspects:

• Securities received for dematerialisation were accepted or rejected as appropriate
• All securities comprised in certificates have been listed on relevant stock exchanges
• Physical security certificates were mutilated and cancelled after proper verification
• Depository names were substituted in the register of members as registered owners
• All processes were completed within the mandated 15-day timeframe

Corporate Information

The filing represents routine regulatory compliance for securities market participants, ensuring transparency and proper handling of dematerialisation processes. LKP Securities maintains its registered office at Embassy Centre, Nariman Point, Mumbai, with operations conducted under comprehensive SEBI registration covering multiple exchanges including NSE, BSE, and MSEI.

Alka Securities Limited has announced its standalone unaudited financial results for the quarter and nine months ended December 31, 2025, following board approval on February 14, 2026. The Mumbai-based securities firm disclosed these results in compliance with regulatory requirements under SEBI listing obligations.

Board Meeting Details

The Board of Directors convened at the company's registered office located at Maitri, Plot No. 10, Road No. 10, JVPD Scheme, Juhu, Maharashtra, on February 14, 2026. The meeting details are summarized below:

Regulatory Compliance

The financial results announcement was made pursuant to Regulation 30 and Regulation 33 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company has submitted the required documentation to BSE Limited, where its shares are listed under scrip code 532166 with the symbol ALKASEC.

The standalone unaudited financial results cover the performance for the quarter ended December 31, 2025, as well as the nine-month period ending on the same date. These results have been prepared in accordance with Indian Accounting Standard 34 "Interim Financial Reporting" (Ind AS 34) as prescribed under Section 133 of the Companies Act, 2013.

Independent Auditor Review

Sunit M Chhatbar & Co, Chartered Accountants, conducted the limited review of the financial results. The auditing firm, registered under firm registration number 141068W and based in Rajkot, provided their review report dated February 14, 2026.

The independent auditors confirmed that their review was conducted in accordance with Standard on Review Engagement (SRE) 2410, "Review of Interim Financial Information Performed by the Independent Auditor of the Entity" issued by the Institute of Chartered Accountants of India. The review process involved making inquiries and applying analytical procedures to obtain moderate assurance regarding the financial statements.

Company Information

Alka Securities Limited operates under CIN L65910MH1994PLC165204 and maintains its corporate website at www.aslventure.com . The company's compliance communications are handled through compliance.alka@gmail.com , with Mahendra Pandey serving as Managing Director under DIN 00157790.