Continental securities Limited has filed its mandatory quarterly compliance certificate with the Bombay Stock Exchange for the quarter ended March 31, 2026. The submission fulfills regulatory requirements under SEBI (Depositories and Participants) Regulations 2018.

Regulatory Compliance Certificate

The certificate was issued by Beetal Financial & Computer Services Private Limited, the company's appointed registrar and share transfer agent. This document confirms compliance with Regulation 74(5) of the SEBI (Depositories and Participants) Regulations 2018 for the fourth quarter of fiscal year 2026.

Certificate Confirmation Details

Beetal Financial confirmed that all securities received from depository participants for dematerialization during the quarter were properly processed and confirmed to the depositories. The registrar verified that:

• Securities received for dematerialization were confirmed (accepted/rejected) to depositories
• All securities in the certificates have been listed on stock exchanges where previously issued securities are listed
• Security certificates received for dematerialization were mutilated and cancelled after proper verification
• Depository names were substituted in the register of members as registered owners within the mandated 15-day period

Filing Details

The certificate was signed by Punit Mittal, General Manager at Beetal Financial & Computer Services Private Limited, and dated April 3, 2026. Continental Securities' Company Secretary and Compliance Officer Pravita Khandelwal submitted the document to BSE on April 7, 2026.

Regulatory Framework

This submission aligns with SEBI circulars and guidelines, including NSDL/CIR/II/5/2019 dated January 25, 2019, CDSL/OPS/RTA/POLCY/2019/14 dated January 25, 2019, and SEBI letter reference MRD/DOP2/DSA2/OW/2019/2498/1 dated January 24, 2019. These regulations ensure proper oversight of dematerialization processes and maintain investor protection standards in the securities market.

Continental Securities Limited has completed multiple equity share transactions, including a preferential allotment to its promoter group and a warrant conversion for a non-promoter investor. These corporate actions have strengthened the company's capital structure and modified its shareholding pattern.

Promoter Group Share Allotment

Vachi Commercial LLP, identified as a promoter group entity of Continental Securities Limited, received 7,00,000 equity shares through preferential allotment on January 31, 2026. The shares were allotted pursuant to the conversion of convertible share warrants on a preferential issue basis.

The preferential allotment resulted in significant changes to Vachi Commercial LLP's shareholding pattern. The entity's stake increased from 6.67% to 8.85% of total share capital following the conversion of warrants into equity shares.

Board Approves Warrant Conversion

The Board of Directors at its meeting held on February 07, 2026, approved the conversion of 5,00,000 warrants into equity shares for non-promoter group allottee. The conversion was executed at face value of ₹2 per share with a premium of ₹19 per share.

Impact on Shareholding Pattern

Diptanshu Gupta's shareholding increased substantially following the warrant conversion. The investor's stake rose from 0.52% to 2.06% of the company's total share capital.

Updated Capital Structure

Following both transactions, Continental Securities Limited's paid-up equity capital has increased significantly. The company's total equity share capital now stands at ₹6,09,06,000 consisting of 3,04,53,000 equity shares of ₹2 each.

Regulatory Compliance and Approvals

Both transactions were executed in compliance with regulatory requirements. The warrant conversion was based on special resolution passed by shareholders in the general meeting dated January 07, 2025, and in-principle approval received from BSE Limited on January 29, 2025. The warrants were originally allotted on January 31, 2025, with an 18-month conversion period.

The company received 25% of the warrant issue price on January 30, 2025, and the balance 75% on February 04, 2026, from Diptanshu Gupta before executing the conversion. Continental Securities Limited is listed on BSE Limited with scrip code 538868 and security ID CSL, with Pravita Khandelwal serving as Company Secretary and Compliance Officer.