Alfa transformers Limited has filed its quarterly compliance certificate under SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2026. The certificate submission demonstrates the company's adherence to regulatory requirements for securities dematerialization and transfer processes.

Regulatory Filing Details

The compliance certificate was submitted on April 8, 2026, to multiple regulatory and depository institutions. Company Secretary and Compliance Officer Choudhury Sanjay Kumar Das signed and submitted the documentation to ensure regulatory compliance.

Recipient Institutions

The compliance certificate was filed with three key financial institutions responsible for securities trading and depository services:

• BSE Limited: P. J. Tower, Dalal Street, Mumbai-400 001
• National Securities Depository Limited: Trade World, Kamala Mills Compound, Lower Parel, Mumbai-400 013
• Central Depository Services (India) Limited: Marathon Futurex, N M Joshi Marg, Lower Parel (East), Mumbai-400013

Registrar and Transfer Agent Confirmation

MCS Share Transfer Agent Limited, serving as the company's Registrar and Transfer Agent, issued the compliance certificate on April 6, 2026. The RTA confirmed several critical compliance activities during the quarter:

Operational Infrastructure

Alfa Transformers Limited operates from multiple locations with its registered office in Bhubaneswar, Odisha. The company maintains manufacturing facilities in both Bhubaneswar and Vadodara, Gujarat, supporting its transformer manufacturing operations.

Regulatory Compliance Framework

The filing under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 represents a mandatory quarterly requirement for listed companies. This regulation ensures proper handling of dematerialized securities and maintains transparency in the transfer and settlement processes. The compliance certificate serves as formal confirmation that all dematerialization activities were conducted according to regulatory standards during Q4FY26.

Alfa Transformers Limited has submitted a regulatory disclosure to BSE Limited confirming that its promoters and persons acting in concert (PACs) have not encumbered any shares during the financial year ended March 31, 2026. The disclosure was made under regulation 31(4) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulation 2011.

Regulatory Compliance Declaration

The company filed the mandatory disclosure on April 7, 2026, through its Company Secretary and Compliance Officer, Choudhury Sanjay Kumar Das. The submission confirms adherence to SEBI's transparency requirements regarding promoter shareholding patterns and encumbrance status.

Share Encumbrance Status

Promoter Debasis Das, representing all promoters and persons acting in concert, declared that no encumbrance was made on shares held directly or indirectly during FY26. The disclosure specifically confirms that as of March 31, 2026, zero shares of the company were encumbered, invoked, or pledged by the promoter group.

Corporate Governance Framework

The disclosure demonstrates Alfa Transformers' commitment to maintaining transparent corporate governance practices. The company ensured proper documentation and submission to relevant stakeholders, including the BSE Limited listing department and internal governance bodies.

Key recipients of the disclosure included:

• BSE Limited Listing Department
• Company's Audit Committee
• Internal compliance records

Company Information

Alfa Transformers Limited operates from its registered office at Mancheswar Industrial Estate, Bhubaneswar, Odisha. The company maintains ISO 9001:2015 certification and trades on BSE with scrip code 517546. The regulatory filing reinforces the company's adherence to SEBI guidelines for listed entities regarding promoter shareholding transparency.