News360 ONE WAM LIMITED Submits Secretarial Compliance Report for Financial Year Ended March 31, 2026360 ONE WAM LIMITED Submits Secretarial Compliance Report for Financial Year Ended March 31, 2026
360 ONE WAM LIMITED submitted its Secretarial Compliance Report for the financial year ended March 31, 2026, confirming NIL deviations during the review period across all applicable SEBI regulations. The report was issued by M/s. Mehta & Mehta, Company Secretaries, and filed with BSE Limited and NSE on May 11, 2026. Two prior-year observations from FY 2024-2025 were addressed — a 7-day disclosure delay that resulted in a Warning Letter from BSE and NSE, and a missed annexure for Non-Convertible Debentures for which BSE had levied a fine of Rs. 44,840/- that was subsequently waived. The company confirmed compliance across all key governance parameters including secretarial standards, related party transactions, insider trading norms, and board performance evaluation.
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360 ONE WAM LIMITED has filed its Secretarial Compliance Report (SCR) for the financial year ended March 31, 2026, with BSE Limited and the National Stock Exchange of India Ltd. The report was issued by M/s. Mehta & Mehta, Practicing Company Secretaries, pursuant to Regulation 24A(2) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The SCR was signed by Ashwini Inamdar, Partner, bearing FCS No. 9409 and CP No. 11226, and is dated April 21, 2026. The filing was submitted to the stock exchanges on May 11, 2026, by Rohit Bhase, Company Secretary of 360 ONE WAM LIMITED.
Scope of Examination
M/s. Mehta & Mehta examined all documents, records, filings, and website disclosures made by 360 ONE WAM LIMITED during the review period. The examination covered compliance with the following key SEBI regulations:
- Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
- Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
- Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
- Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
- Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021
- Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
- Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
The SEBI (Buyback of Securities) Regulations, 2018 were noted as not applicable to the company during the review period.
Compliance Status for FY 2025-2026
For the financial year ended March 31, 2026, the company recorded NIL deviations or non-compliances under the applicable SEBI regulations. The table below summarises key compliance parameters assessed during the review period:
| Parameter: | Compliance Status |
|---|---|
| Secretarial Standards (ICSI) | Yes |
| Adoption and Timely Updation of Policies | Yes |
| Maintenance and Disclosures on Website | Yes |
| Disqualification of Director (Sec. 164, Companies Act, 2013) | Yes |
| Subsidiaries – Identification and Disclosure | Yes |
| Preservation of Documents | Yes |
| Performance Evaluation of Board and Committees | Yes |
| Related Party Transactions | Yes |
| Disclosure of Events or Information (Regulation 30) | Yes |
| Prohibition of Insider Trading (Regulation 3(5) & 3(6)) | Yes |
| Actions Taken by SEBI or Stock Exchanges | NIL |
| Resignation of Statutory Auditors | NA |
| Additional Non-Compliances | NA |
Observations Carried Forward from FY 2024-2025
The report also addresses two observations noted in the previous year's SCR for FY 2024-2025 and the remedial actions taken by the company:
| Sr. No. | Observation | Regulation | Deviation | Action Taken | Outcome |
|---|---|---|---|---|---|
| 1. | Delay in filing disclosure with stock exchanges regarding application for reclassification of certain promoters | Regulation 31A(8)(c) of Listing Regulations | Delay of 7 days against statutory timeline of 24 hours; intimation dated March 29, 2025 | Company enhanced maker-checker mechanism and monitoring of compliance checklists | BSE & NSE issued Warning Letter |
| 2. | Missed attaching annexure to security cover for Listed Non-Convertible Debentures for Quarter ended December 2024 | Regulation 54(2) of SEBI (LODR) Regulations, 2015 | Subject Annexure not attached in quarterly financial statements | Company applied to BSE Limited for waiver citing technical glitch | BSE levied fine of Rs. 44,840/-; waived vide email dated October 10, 2025 — no fine paid |
Auditor's Note and Limitations
M/s. Mehta & Mehta clarified that the SCR is based solely on examination of relevant documents and information, and does not constitute an audit or expression of opinion. The firm confirmed that it has not verified the correctness or appropriateness of financial records and books of accounts of the company. Responsibility for compliance with applicable laws and the authenticity of documents furnished rests with the management of 360 ONE WAM LIMITED. The report is intended solely for compliance purposes under Regulation 24A(2) of the SEBI (LODR) Regulations, 2015.
Historical Stock Returns for 360 One WAM
| 1 Day | 5 Days | 1 Month | 6 Months | 1 Year | 5 Years |
|---|---|---|---|---|---|
| +2.09% | +1.47% | +8.96% | +1.33% | +13.92% | +269.93% |
How might the warning letters issued by BSE and NSE for the FY2024-25 promoter reclassification delay impact 360 ONE WAM's regulatory standing or future capital-raising activities?
Could the repeated compliance gaps in disclosure timelines signal deeper systemic issues in 360 ONE WAM's compliance infrastructure, and what investments might the company need to make to prevent recurrence?
How does 360 ONE WAM's clean compliance record for FY2025-26 compare to peers in the wealth management sector, and could this differentiate its competitive positioning with institutional investors?
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