Neogem India Limited has filed its quarterly compliance certificate with BSE Limited for the quarter ended March 31, 2026, fulfilling regulatory requirements under SEBI's depositories framework. The submission demonstrates the company's adherence to securities market regulations governing dematerialization processes.

Regulatory Compliance Filing

The compliance certificate was submitted under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018. Managing Director and Compliance Officer Gaurav Doshi signed the submission on April 9, 2026, forwarding the certificate received from the company's registrar and share transfer agent.

Registrar Confirmation

MUFG Intime India Private Limited, formerly known as Link Intime India Private Limited, issued the compliance certificate on April 3, 2026. As the company's registrar and share transfer agent, MUFG Intime confirmed proper handling of dematerialization processes during the quarter.

The registrar certified that all securities received from depository participants for dematerialization during Q4FY26 were confirmed to depositories within prescribed timelines. The certificate validates that:

• Securities received for dematerialization were properly accepted or rejected
• All security certificates were mutilated and cancelled after verification
• Depository names were substituted in the register of members as registered owners
• Listed securities compliance was maintained on relevant stock exchanges

Corporate Information

The filing represents standard quarterly compliance reporting required under SEBI's depositories regulations, ensuring transparency in securities dematerialization processes and maintaining investor protection standards in the Indian capital markets.

Neogem India Limited has formally intimated BSE Limited regarding the appointment of Ms. Shivali Mishra as the company's new Company Secretary, Compliance Officer and Key Managerial Personnel. The appointment was approved during a Board of Directors meeting held on March 17, 2026, and takes effect immediately from the same date.

Regulatory Intimation Details

The company has submitted its formal intimation to BSE Limited through reference Stock Exchange 2025-26/49, addressed to the Deputy Manager, Corporate Relations Department. The communication was made in compliance with regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, ensuring all regulatory requirements are met.

Board Meeting and Appointment Process

The Board of Directors convened on Tuesday, March 17, 2026, with the meeting commencing at 13.20 p.m. and concluding at 14.00 p.m. During this session, the directors unanimously approved Ms. Mishra's appointment to the crucial compliance role within the organization. The appointment follows all procedural requirements under corporate governance norms.

Appointee Credentials and Experience

Ms. Shivali Mishra brings substantial expertise to her new position at Neogem India Limited. Her professional background demonstrates strong qualifications for the compliance role:

Compliance Framework

The appointment has been made in strict accordance with regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The company has also complied with requirements under SEBI Circular No HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026, ensuring comprehensive regulatory adherence.

Company Leadership

The formal intimation was signed by Gaurav Doshi, Managing Director and Compliance Officer (DIN: 00166703), who will be transitioning compliance responsibilities to the newly appointed officer. Neogem India Limited operates from its registered office at G-32, Gem & Jewellery Complex III, SEEPZ, Andheri (E), Mumbai, and is incorporated under CIN: L36911MH1991PLC063357.